Inference on Gaussian mixture models with dependent labels

Fuente: arXiv
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Main Authors: Lee, Seunghyun, Mukherjee, Rajarshi, Mukherjee, Sumit
Format: Preprint
Published: 2025
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author Lee, Seunghyun
Mukherjee, Rajarshi
Mukherjee, Sumit
author_facet Lee, Seunghyun
Mukherjee, Rajarshi
Mukherjee, Sumit
contents Gaussian mixture models are widely used to model data generated from multiple latent sources. Despite its popularity, most theoretical research assumes that the labels are either independent and identically distributed, or follows a Markov chain. It remains unclear how the fundamental limits of estimation change under more complex dependence. In this paper, we address this question for the spherical two-component Gaussian mixture model. We first show that for labels with an arbitrary dependence, a naive estimator based on the misspecified likelihood is $\sqrt{n}$-consistent. Additionally, under labels that follow an Ising model, we establish the information theoretic limitations for estimation, and discover an interesting phase transition as dependence becomes stronger. When the dependence is smaller than a threshold, the optimal estimator and its limiting variance exactly matches the independent case, for a wide class of Ising models. On the other hand, under stronger dependence, estimation becomes easier and the naive estimator is no longer optimal. Hence, we propose an alternative estimator based on the variational approximation of the likelihood, and argue its optimality under a specific Ising model.
format Preprint
id arxiv_https___arxiv_org_abs_2510_06501
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Inference on Gaussian mixture models with dependent labels
Lee, Seunghyun
Mukherjee, Rajarshi
Mukherjee, Sumit
Statistics Theory
62F10, 62F12
Gaussian mixture models are widely used to model data generated from multiple latent sources. Despite its popularity, most theoretical research assumes that the labels are either independent and identically distributed, or follows a Markov chain. It remains unclear how the fundamental limits of estimation change under more complex dependence. In this paper, we address this question for the spherical two-component Gaussian mixture model. We first show that for labels with an arbitrary dependence, a naive estimator based on the misspecified likelihood is $\sqrt{n}$-consistent. Additionally, under labels that follow an Ising model, we establish the information theoretic limitations for estimation, and discover an interesting phase transition as dependence becomes stronger. When the dependence is smaller than a threshold, the optimal estimator and its limiting variance exactly matches the independent case, for a wide class of Ising models. On the other hand, under stronger dependence, estimation becomes easier and the naive estimator is no longer optimal. Hence, we propose an alternative estimator based on the variational approximation of the likelihood, and argue its optimality under a specific Ising model.
title Inference on Gaussian mixture models with dependent labels
topic Statistics Theory
62F10, 62F12
url https://arxiv.org/abs/2510.06501