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Autori principali: Cha, Jinho, Pham, Long, Vo, Thi Le Hoa, Cho, Jaeyoung, Lee, Jaejin
Natura: Preprint
Pubblicazione: 2025
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Accesso online:https://arxiv.org/abs/2510.06986
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author Cha, Jinho
Pham, Long
Vo, Thi Le Hoa
Cho, Jaeyoung
Lee, Jaejin
author_facet Cha, Jinho
Pham, Long
Vo, Thi Le Hoa
Cho, Jaeyoung
Lee, Jaejin
contents This study develops an inverse portfolio optimization framework for recovering latent investor preferences including risk aversion, transaction cost sensitivity, and ESG orientation from observed portfolio allocations. Using controlled synthetic data, we assess the estimator's statistical properties such as consistency, coverage, and dynamic regret. The model integrates robust optimization and regret-based inference to quantify welfare losses under preference misspecification and market shocks. Simulation experiments demonstrate accurate recovery of transaction cost parameters, partial identifiability of ESG penalties, and sublinear regret even under stochastic volatility and liquidity shocks. A real-data illustration using ETFs confirms that transaction-cost shocks dominate volatility shocks in welfare impact. The framework thus provides a statistically rigorous and economically interpretable tool for robust preference inference and portfolio design under uncertainty.
format Preprint
id arxiv_https___arxiv_org_abs_2510_06986
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Inverse Portfolio Optimization with Synthetic Investor Data: Recovering Risk Preferences under Uncertainty
Cha, Jinho
Pham, Long
Vo, Thi Le Hoa
Cho, Jaeyoung
Lee, Jaejin
General Finance
This study develops an inverse portfolio optimization framework for recovering latent investor preferences including risk aversion, transaction cost sensitivity, and ESG orientation from observed portfolio allocations. Using controlled synthetic data, we assess the estimator's statistical properties such as consistency, coverage, and dynamic regret. The model integrates robust optimization and regret-based inference to quantify welfare losses under preference misspecification and market shocks. Simulation experiments demonstrate accurate recovery of transaction cost parameters, partial identifiability of ESG penalties, and sublinear regret even under stochastic volatility and liquidity shocks. A real-data illustration using ETFs confirms that transaction-cost shocks dominate volatility shocks in welfare impact. The framework thus provides a statistically rigorous and economically interpretable tool for robust preference inference and portfolio design under uncertainty.
title Inverse Portfolio Optimization with Synthetic Investor Data: Recovering Risk Preferences under Uncertainty
topic General Finance
url https://arxiv.org/abs/2510.06986