Offline Preference Optimization via Maximum Marginal Likelihood Estimation

Fuente: arXiv
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Autores principales: Najafi, Saeed, Fyshe, Alona
Formato: Preprint
Publicado: 2025
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author Najafi, Saeed
Fyshe, Alona
author_facet Najafi, Saeed
Fyshe, Alona
contents Aligning Large Language Models (LLMs) with human preferences is crucial, but standard methods like Reinforcement Learning from Human Feedback (RLHF) are often complex and unstable. In this work, we propose a new, simpler approach that recasts alignment through the lens of Maximum Marginal Likelihood (MML) estimation. Our new MML based Preference Optimization (MMPO) maximizes the marginal log-likelihood of a preferred text output, using the preference pair as samples for approximation, and forgoes the need for both an explicit reward model and entropy maximization. We theoretically demonstrate that MMPO implicitly performs preference optimization, producing a weighted gradient that naturally up-weights chosen responses over rejected ones. Across models ranging from 135M to 8B parameters, we empirically show that MMPO: 1) is more stable with respect to the hyperparameter $β$ compared to alternative baselines, and 2) achieves competitive or superior preference alignment while better preserving the base model's general language capabilities. Through a series of ablation experiments, we show that this improved performance is indeed attributable to MMPO's implicit preference optimization within the gradient updates.
format Preprint
id arxiv_https___arxiv_org_abs_2510_22881
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Offline Preference Optimization via Maximum Marginal Likelihood Estimation
Najafi, Saeed
Fyshe, Alona
Machine Learning
Computation and Language
Aligning Large Language Models (LLMs) with human preferences is crucial, but standard methods like Reinforcement Learning from Human Feedback (RLHF) are often complex and unstable. In this work, we propose a new, simpler approach that recasts alignment through the lens of Maximum Marginal Likelihood (MML) estimation. Our new MML based Preference Optimization (MMPO) maximizes the marginal log-likelihood of a preferred text output, using the preference pair as samples for approximation, and forgoes the need for both an explicit reward model and entropy maximization. We theoretically demonstrate that MMPO implicitly performs preference optimization, producing a weighted gradient that naturally up-weights chosen responses over rejected ones. Across models ranging from 135M to 8B parameters, we empirically show that MMPO: 1) is more stable with respect to the hyperparameter $β$ compared to alternative baselines, and 2) achieves competitive or superior preference alignment while better preserving the base model's general language capabilities. Through a series of ablation experiments, we show that this improved performance is indeed attributable to MMPO's implicit preference optimization within the gradient updates.
title Offline Preference Optimization via Maximum Marginal Likelihood Estimation
topic Machine Learning
Computation and Language
url https://arxiv.org/abs/2510.22881