Feature-Guided SAE Steering for Refusal-Rate Control using Contrasting Prompts

Fuente: arXiv
Salvato in:
Dettagli Bibliografici
Autori principali: Bhargav, Samaksh, Zhu, Zining
Natura: Preprint
Pubblicazione: 2025
Soggetti:
Accesso online:
Tags: Aggiungi Tag
Nessun Tag, puoi essere il primo ad aggiungerne!!
_version_ 1866914127385985024
author Bhargav, Samaksh
Zhu, Zining
author_facet Bhargav, Samaksh
Zhu, Zining
contents Large Language Model (LLM) deployment requires guiding the LLM to recognize and not answer unsafe prompts while complying with safe prompts. Previous methods for achieving this require adjusting model weights along with other expensive procedures. While recent advances in Sparse Autoencoders (SAEs) have enabled interpretable feature extraction from LLMs, existing approaches lack systematic feature selection methods and principled evaluation of safety-utility tradeoffs. We explored using different steering features and steering strengths using Sparse Auto Encoders (SAEs) to provide a solution. Using an accurate and innovative contrasting prompt method with the AI-Generated Prompts Dataset from teknium/OpenHermes-2p5-Mistral-7B and Air Bench eu-dataset to efficiently choose the best features in the model to steer, we tested this method on Llama-3 8B. We conclude that using this method, our approach achieves an 18.9% improvement in safety performance while simultaneously increasing utility by 11.1%, demonstrating that targeted SAE steering can overcome traditional safety-utility tradeoffs when optimal features are identified through principled selection methods.
format Preprint
id arxiv_https___arxiv_org_abs_2511_00029
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Feature-Guided SAE Steering for Refusal-Rate Control using Contrasting Prompts
Bhargav, Samaksh
Zhu, Zining
Machine Learning
Artificial Intelligence
Large Language Model (LLM) deployment requires guiding the LLM to recognize and not answer unsafe prompts while complying with safe prompts. Previous methods for achieving this require adjusting model weights along with other expensive procedures. While recent advances in Sparse Autoencoders (SAEs) have enabled interpretable feature extraction from LLMs, existing approaches lack systematic feature selection methods and principled evaluation of safety-utility tradeoffs. We explored using different steering features and steering strengths using Sparse Auto Encoders (SAEs) to provide a solution. Using an accurate and innovative contrasting prompt method with the AI-Generated Prompts Dataset from teknium/OpenHermes-2p5-Mistral-7B and Air Bench eu-dataset to efficiently choose the best features in the model to steer, we tested this method on Llama-3 8B. We conclude that using this method, our approach achieves an 18.9% improvement in safety performance while simultaneously increasing utility by 11.1%, demonstrating that targeted SAE steering can overcome traditional safety-utility tradeoffs when optimal features are identified through principled selection methods.
title Feature-Guided SAE Steering for Refusal-Rate Control using Contrasting Prompts
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2511.00029