Equivalence of charged and neutral density functional formulations for correcting the many-body self-interaction of polarons

Fuente: arXiv
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Main Authors: Falletta, Stefano, Coulter, Jennifer, Varley, Joel B., Aberg, Daniel, Sadigh, Babak, Kozinsky, Boris, Pasquarello, Alfredo
Format: Preprint
Published: 2025
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author Falletta, Stefano
Coulter, Jennifer
Varley, Joel B.
Aberg, Daniel
Sadigh, Babak
Kozinsky, Boris
Pasquarello, Alfredo
author_facet Falletta, Stefano
Coulter, Jennifer
Varley, Joel B.
Aberg, Daniel
Sadigh, Babak
Kozinsky, Boris
Pasquarello, Alfredo
contents The electron self-interaction problem in density functional theory affects the accurate modeling of polarons, particularly their localization and formation energy. Charged and neutral density functional formulations have been developed to address this issue, yet their relationship remains unclear. Here, we demonstrate their equivalence in treating the many-body self-interaction of the polaron state. In particular, we connect with each other piecewise-linear functionals based on adding an extra charge to the supercell, the pSIC approach derived from the energetics of the neutral defect with polaronic distortions in a supercell, and the unit-cell method for polarons based on electron-phonon couplings. We show that these approaches lead to the same formal expression of the self-interaction corrected energy, which is fully defined by the energetics of the neutral charge state of the charged polaronic structure. Residual differences between these methods solely arise from the achieved polaronic structure, which is affected by different treatments of electron-screening and finite-size effects. We apply these methods to a set of prototypical small hole and electron polarons, including the hole polaron in MgO, the hole polaron in $β$-Ga$_2$O$_3$, the $V_\text{k}$ center in NaI, the electron polaron in BiVO$_4$, and the electron polaron in TiO$_2$. We show that the ground-state properties of polarons obtained using charged and neutral density functional formulations are in excellent agreement.
format Preprint
id arxiv_https___arxiv_org_abs_2511_02159
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Equivalence of charged and neutral density functional formulations for correcting the many-body self-interaction of polarons
Falletta, Stefano
Coulter, Jennifer
Varley, Joel B.
Aberg, Daniel
Sadigh, Babak
Kozinsky, Boris
Pasquarello, Alfredo
Materials Science
The electron self-interaction problem in density functional theory affects the accurate modeling of polarons, particularly their localization and formation energy. Charged and neutral density functional formulations have been developed to address this issue, yet their relationship remains unclear. Here, we demonstrate their equivalence in treating the many-body self-interaction of the polaron state. In particular, we connect with each other piecewise-linear functionals based on adding an extra charge to the supercell, the pSIC approach derived from the energetics of the neutral defect with polaronic distortions in a supercell, and the unit-cell method for polarons based on electron-phonon couplings. We show that these approaches lead to the same formal expression of the self-interaction corrected energy, which is fully defined by the energetics of the neutral charge state of the charged polaronic structure. Residual differences between these methods solely arise from the achieved polaronic structure, which is affected by different treatments of electron-screening and finite-size effects. We apply these methods to a set of prototypical small hole and electron polarons, including the hole polaron in MgO, the hole polaron in $β$-Ga$_2$O$_3$, the $V_\text{k}$ center in NaI, the electron polaron in BiVO$_4$, and the electron polaron in TiO$_2$. We show that the ground-state properties of polarons obtained using charged and neutral density functional formulations are in excellent agreement.
title Equivalence of charged and neutral density functional formulations for correcting the many-body self-interaction of polarons
topic Materials Science
url https://arxiv.org/abs/2511.02159