Mysterious Role of Cap Configuration in Single-Walled Carbon Nanotube Catalytic Growth

Fuente: arXiv
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Main Authors: Feng, Tianliang, Xu, Ziwei
Format: Preprint
Published: 2025
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author Feng, Tianliang
Xu, Ziwei
author_facet Feng, Tianliang
Xu, Ziwei
contents Understanding the role of cap structure during the nucleation and growth of single-walled carbon nanotubes (SWCNTs) is essential for achieving chirality-controlled synthesis. In this work, we propose a novel and intuitive algorithm to determine the chirality of nascent carbon caps by tracking the relative shifts of six pentagons within a topological coordinate system. Based on this algorithm, we propose three routes of pentagon shifts for the chirality mutations from armchair (AC) to near-AC caps, namely the transverse shift (n,n) to (n+1,n-1), inward shift (n,n) to (n-1), and outward shift (n,n) to (n+1,n), can occur according to the energy profiles calculated based on the density function theory (DFT), providing a new perspective to explain the experimental abundance of near-AC SWCNTs. After that, we construct 24 representative short caps and long SWCNTs with different chiralities and symmetries, and perform DFT calculations to evaluate their thermodynamic stability and deformation behaviors on flat Ni(111) surfaces and curved Ni55 particle, respectively. The results reveal that cap topology and catalyst curvature together induce dual deformations that significantly influence the formation and interface energies. Notably, AC and near-AC caps exhibit superior flexibility and robust energetic advantages, especially the (6,6) cap with C6v symmetry. A linear correlation between cap-induced deformation and formation energy is established through a defined shape factor, highlighting the interaction between cap structure and catalyst interface as a key driver of chirality selection. This study theoretically reveals the cap evolution mechanism and lays the foundation for the rational design of SWCNT growth strategies.
format Preprint
id arxiv_https___arxiv_org_abs_2511_03240
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Mysterious Role of Cap Configuration in Single-Walled Carbon Nanotube Catalytic Growth
Feng, Tianliang
Xu, Ziwei
Materials Science
Mesoscale and Nanoscale Physics
Understanding the role of cap structure during the nucleation and growth of single-walled carbon nanotubes (SWCNTs) is essential for achieving chirality-controlled synthesis. In this work, we propose a novel and intuitive algorithm to determine the chirality of nascent carbon caps by tracking the relative shifts of six pentagons within a topological coordinate system. Based on this algorithm, we propose three routes of pentagon shifts for the chirality mutations from armchair (AC) to near-AC caps, namely the transverse shift (n,n) to (n+1,n-1), inward shift (n,n) to (n-1), and outward shift (n,n) to (n+1,n), can occur according to the energy profiles calculated based on the density function theory (DFT), providing a new perspective to explain the experimental abundance of near-AC SWCNTs. After that, we construct 24 representative short caps and long SWCNTs with different chiralities and symmetries, and perform DFT calculations to evaluate their thermodynamic stability and deformation behaviors on flat Ni(111) surfaces and curved Ni55 particle, respectively. The results reveal that cap topology and catalyst curvature together induce dual deformations that significantly influence the formation and interface energies. Notably, AC and near-AC caps exhibit superior flexibility and robust energetic advantages, especially the (6,6) cap with C6v symmetry. A linear correlation between cap-induced deformation and formation energy is established through a defined shape factor, highlighting the interaction between cap structure and catalyst interface as a key driver of chirality selection. This study theoretically reveals the cap evolution mechanism and lays the foundation for the rational design of SWCNT growth strategies.
title Mysterious Role of Cap Configuration in Single-Walled Carbon Nanotube Catalytic Growth
topic Materials Science
Mesoscale and Nanoscale Physics
url https://arxiv.org/abs/2511.03240