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Autori principali: Fillingham, Sean P., Gordon, Andrew, Lai, Peter, Poncini, Xavier, Quarel, David, Heimersheim, Stefan
Natura: Preprint
Pubblicazione: 2025
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Accesso online:https://arxiv.org/abs/2511.07572
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author Fillingham, Sean P.
Gordon, Andrew
Lai, Peter
Poncini, Xavier
Quarel, David
Heimersheim, Stefan
author_facet Fillingham, Sean P.
Gordon, Andrew
Lai, Peter
Poncini, Xavier
Quarel, David
Heimersheim, Stefan
contents Mechanistic interpretability aims to decompose neural networks into interpretable features and map their connecting circuits. The standard approach trains sparse autoencoders (SAEs) on each layer's activations. However, SAEs trained in isolation don't encourage sparse cross-layer connections, inflating extracted circuits where upstream features needlessly affect multiple downstream features. Current evaluations focus on individual SAE performance, leaving interaction sparsity unexamined. We introduce SCALAR (Sparse Connectivity Assessment of Latent Activation Relationships), a benchmark measuring interaction sparsity between SAE features. We also propose "Staircase SAEs", using weight-sharing to limit upstream feature duplication across downstream features. Using SCALAR, we compare TopK SAEs, Jacobian SAEs (JSAEs), and Staircase SAEs. Staircase SAEs improve relative sparsity over TopK SAEs by $59.67\% \pm 1.83\%$ (feedforward) and $63.15\% \pm 1.35\%$ (transformer blocks). JSAEs provide $8.54\% \pm 0.38\%$ improvement over TopK for feedforward layers but cannot train effectively across transformer blocks, unlike Staircase and TopK SAEs which work anywhere in the residual stream. We validate on a $216$K-parameter toy model and GPT-$2$ Small ($124$M), where Staircase SAEs maintain interaction sparsity improvements while preserving feature interpretability. Our work highlights the importance of interaction sparsity in SAEs through benchmarking and comparing promising architectures.
format Preprint
id arxiv_https___arxiv_org_abs_2511_07572
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle SCALAR: Benchmarking SAE Interaction Sparsity in Toy LLMs
Fillingham, Sean P.
Gordon, Andrew
Lai, Peter
Poncini, Xavier
Quarel, David
Heimersheim, Stefan
Machine Learning
Mechanistic interpretability aims to decompose neural networks into interpretable features and map their connecting circuits. The standard approach trains sparse autoencoders (SAEs) on each layer's activations. However, SAEs trained in isolation don't encourage sparse cross-layer connections, inflating extracted circuits where upstream features needlessly affect multiple downstream features. Current evaluations focus on individual SAE performance, leaving interaction sparsity unexamined. We introduce SCALAR (Sparse Connectivity Assessment of Latent Activation Relationships), a benchmark measuring interaction sparsity between SAE features. We also propose "Staircase SAEs", using weight-sharing to limit upstream feature duplication across downstream features. Using SCALAR, we compare TopK SAEs, Jacobian SAEs (JSAEs), and Staircase SAEs. Staircase SAEs improve relative sparsity over TopK SAEs by $59.67\% \pm 1.83\%$ (feedforward) and $63.15\% \pm 1.35\%$ (transformer blocks). JSAEs provide $8.54\% \pm 0.38\%$ improvement over TopK for feedforward layers but cannot train effectively across transformer blocks, unlike Staircase and TopK SAEs which work anywhere in the residual stream. We validate on a $216$K-parameter toy model and GPT-$2$ Small ($124$M), where Staircase SAEs maintain interaction sparsity improvements while preserving feature interpretability. Our work highlights the importance of interaction sparsity in SAEs through benchmarking and comparing promising architectures.
title SCALAR: Benchmarking SAE Interaction Sparsity in Toy LLMs
topic Machine Learning
url https://arxiv.org/abs/2511.07572