Utilitarian Guarantees for the Method of Equal Shares

Fuente: arXiv
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Main Authors: Baychkov, Anton, Brill, Markus, Peters, Jannik
Format: Preprint
Published: 2025
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author Baychkov, Anton
Brill, Markus
Peters, Jannik
author_facet Baychkov, Anton
Brill, Markus
Peters, Jannik
contents In recent years, research in Participatory Budgeting (PB) has put a greater emphasis on rules satisfying notions of fairness and proportionality, with the Method of Equal Shares (MES) being a prominent example. However, proportionality can come at a cost to the total utilitarian welfare. Our work formalizes this relationship, by deriving minimum utilitarian welfare guarantees for MES for a subclass of satisfaction functions called DNS functions, which includes two of the most popular ways of measuring a voter's utility in the PB setting: considering (1) the total cost of approved projects or (2) the total number of those projects. Our results are parameterized in terms of minimum and maximum project costs, which allows us to improve on the mostly negative results found in prior studies, and reduce to the existing multiwinner guarantee when project costs are equal. We show that our guarantees are asymptotically tight for rules satisfying Extended Justified Representation up to one project, showing that no proportional rule can achieve a better utilitarian guarantee than MES.
format Preprint
id arxiv_https___arxiv_org_abs_2511_20929
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Utilitarian Guarantees for the Method of Equal Shares
Baychkov, Anton
Brill, Markus
Peters, Jannik
Computer Science and Game Theory
In recent years, research in Participatory Budgeting (PB) has put a greater emphasis on rules satisfying notions of fairness and proportionality, with the Method of Equal Shares (MES) being a prominent example. However, proportionality can come at a cost to the total utilitarian welfare. Our work formalizes this relationship, by deriving minimum utilitarian welfare guarantees for MES for a subclass of satisfaction functions called DNS functions, which includes two of the most popular ways of measuring a voter's utility in the PB setting: considering (1) the total cost of approved projects or (2) the total number of those projects. Our results are parameterized in terms of minimum and maximum project costs, which allows us to improve on the mostly negative results found in prior studies, and reduce to the existing multiwinner guarantee when project costs are equal. We show that our guarantees are asymptotically tight for rules satisfying Extended Justified Representation up to one project, showing that no proportional rule can achieve a better utilitarian guarantee than MES.
title Utilitarian Guarantees for the Method of Equal Shares
topic Computer Science and Game Theory
url https://arxiv.org/abs/2511.20929