Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence

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Main Author: Ennaceur, Marwa
Format: Preprint
Published: 2025
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author Ennaceur, Marwa
author_facet Ennaceur, Marwa
contents We establish sharp stability results for of non--selfadjoint the ascent and descent spectra under strong resolvent convergence (SRS), a natural framework for finite element approximations of non-selfadjoint and singularly perturbed operators. The key quantitative hypothesis is the reduced minimum modulus $γ(T-λ)>0$, which guarantees closed range and enables the transfer of the Kaashoek -- Taylor criteria via gap convergence of operator graphs. At the essential level, B--Fredholm theory extends stability to powers $(T-λ)^m$ provided $γ((T-λ)^j)>0$ for all $1\le j\le m$. We introduce a computable finite-element diagnostic $γ_h = σ_{\min}(M^{-1/2}(A_h-λM)M^{-1/2})$, which serves as a practical surrogate for $γ(T-λ)$ and remains uniformly positive even in convection-dominated regimes when stabilized schemes (e.g., SUPG) are employed. Numerical experiments confirm that $\liminf_{h\to0}γ_h>0$ is both necessary and sufficient for spectral stability, while a Volterra-type counterexample demonstrates the indispensability of the closed-range condition for powers. The analysis clarifies why norm resolvent convergence fails for rough or singular limits, and how SRS-combined with quantitative control of $γ_h$--rescues ascent--descent stability in realistic computational settings.
format Preprint
id arxiv_https___arxiv_org_abs_2511_20971
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence
Ennaceur, Marwa
Numerical Analysis
Functional Analysis
Spectral Theory
47A10, 47A53, 47A55, 47A58, 47N40, 65N30, 35P05
G.1.8; G.1.3; F.2.1
We establish sharp stability results for of non--selfadjoint the ascent and descent spectra under strong resolvent convergence (SRS), a natural framework for finite element approximations of non-selfadjoint and singularly perturbed operators. The key quantitative hypothesis is the reduced minimum modulus $γ(T-λ)>0$, which guarantees closed range and enables the transfer of the Kaashoek -- Taylor criteria via gap convergence of operator graphs. At the essential level, B--Fredholm theory extends stability to powers $(T-λ)^m$ provided $γ((T-λ)^j)>0$ for all $1\le j\le m$. We introduce a computable finite-element diagnostic $γ_h = σ_{\min}(M^{-1/2}(A_h-λM)M^{-1/2})$, which serves as a practical surrogate for $γ(T-λ)$ and remains uniformly positive even in convection-dominated regimes when stabilized schemes (e.g., SUPG) are employed. Numerical experiments confirm that $\liminf_{h\to0}γ_h>0$ is both necessary and sufficient for spectral stability, while a Volterra-type counterexample demonstrates the indispensability of the closed-range condition for powers. The analysis clarifies why norm resolvent convergence fails for rough or singular limits, and how SRS-combined with quantitative control of $γ_h$--rescues ascent--descent stability in realistic computational settings.
title Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence
topic Numerical Analysis
Functional Analysis
Spectral Theory
47A10, 47A53, 47A55, 47A58, 47N40, 65N30, 35P05
G.1.8; G.1.3; F.2.1
url https://arxiv.org/abs/2511.20971