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Main Authors: Marcolli, Matilde, Larson, Richard, Huijbregts, Riny
Format: Preprint
Published: 2025
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Online Access:https://arxiv.org/abs/2511.22582
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author Marcolli, Matilde
Larson, Richard
Huijbregts, Riny
author_facet Marcolli, Matilde
Larson, Richard
Huijbregts, Riny
contents We analyze, using the mathematical formulation of Merge within the Strong Minimalist Thesis framework, a set of linguistic phenomena, including head-to-head movement, phrasal affixes and syntactic cliticization, verb-particle alternation, and operator-variable phenomena. These are often regarded as problematic, as violations of the Extension Condition. We show that, in fact, all of these phenomena can be explained without involving any EC violation. We first show that derivations using Sideward Merge are possible for all of these cases: these respect EC, though they involve some amount of optimality violations, with respect to Resource Restrictions cost functions, andthe amount of violation differs among these cases. We show that all the cases that involve large optimality violations can be derived in alternative ways involving neither EC nor the use of SM. The main remaining case (head-to-head movement) only involves SM with minimal violations of optimality (near equilibrium fluctuations). We analyze explicitly also the cases of multiple wh-fronting, clusters of clitics in Romance languages and possessor agreement construction in Korean, and how an explanation of these phenomena based on SM can be made compatible with the colored operad generators for phases and theta roles. We also show that the EC condition has a clear algebraic meaning in the mathematical formulation of Merge and is therefore an intrinsic structural algebraic constraint of the model, rather than an additional assumption. We also show that the minimal optimality violating SM plays a structural role in the Markovian properties of Merge, and we compare different optimality conditions coming from Minimal Search and from Resource Restriction in terms of their effect on the dynamics of the Hopf algebra Markov chain, in a simple explicit example.
format Preprint
id arxiv_https___arxiv_org_abs_2511_22582
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Extension Condition "violations" and Merge optimality constraints
Marcolli, Matilde
Larson, Richard
Huijbregts, Riny
Computation and Language
Rings and Algebras
91F20, 16T30, 60J10
We analyze, using the mathematical formulation of Merge within the Strong Minimalist Thesis framework, a set of linguistic phenomena, including head-to-head movement, phrasal affixes and syntactic cliticization, verb-particle alternation, and operator-variable phenomena. These are often regarded as problematic, as violations of the Extension Condition. We show that, in fact, all of these phenomena can be explained without involving any EC violation. We first show that derivations using Sideward Merge are possible for all of these cases: these respect EC, though they involve some amount of optimality violations, with respect to Resource Restrictions cost functions, andthe amount of violation differs among these cases. We show that all the cases that involve large optimality violations can be derived in alternative ways involving neither EC nor the use of SM. The main remaining case (head-to-head movement) only involves SM with minimal violations of optimality (near equilibrium fluctuations). We analyze explicitly also the cases of multiple wh-fronting, clusters of clitics in Romance languages and possessor agreement construction in Korean, and how an explanation of these phenomena based on SM can be made compatible with the colored operad generators for phases and theta roles. We also show that the EC condition has a clear algebraic meaning in the mathematical formulation of Merge and is therefore an intrinsic structural algebraic constraint of the model, rather than an additional assumption. We also show that the minimal optimality violating SM plays a structural role in the Markovian properties of Merge, and we compare different optimality conditions coming from Minimal Search and from Resource Restriction in terms of their effect on the dynamics of the Hopf algebra Markov chain, in a simple explicit example.
title Extension Condition "violations" and Merge optimality constraints
topic Computation and Language
Rings and Algebras
91F20, 16T30, 60J10
url https://arxiv.org/abs/2511.22582