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Main Authors: Tan, Yuan, Yang, Jun, Li, Zhongguo, Chen, Wen-Hua, Li, Shihua
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2512.04647
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author Tan, Yuan
Yang, Jun
Li, Zhongguo
Chen, Wen-Hua
Li, Shihua
author_facet Tan, Yuan
Yang, Jun
Li, Zhongguo
Chen, Wen-Hua
Li, Shihua
contents This paper presents an auto-optimal model predictive control (MPC) framework enhanced with active learning, designed to autonomously track optimal operational conditions in an unknown environment,where the conditions may dynamically adjust to environmental changes. First, an exploitation-oriented MPC (EO-MPC) is proposed, integrating real-time sampling data with robust set-based parameter estimation techniques to address the critical challenge of parameter identification. By introducing virtual excitation signals into the terminal constraint and establishing a validation mechanism for persistent excitation condition, the EO-MPC effectively resolves the issue of insufficient persistent excitation in parameter identification. Building upon this foundation, an active learning MPC (AL-MPC) approach is developed to integrate both available and virtual future data to resolve the fundamental conflict between tracking an unknown optimal operational condition and parameter identification. The recursive feasibility and convergence of the proposed methods are rigorously established, and numerous examples substantiate the reliability and effectiveness of the approach in practical applications.
format Preprint
id arxiv_https___arxiv_org_abs_2512_04647
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Auto-Optimization with Active Learning in Uncertain Environment: A Predictive Control Approach
Tan, Yuan
Yang, Jun
Li, Zhongguo
Chen, Wen-Hua
Li, Shihua
Systems and Control
This paper presents an auto-optimal model predictive control (MPC) framework enhanced with active learning, designed to autonomously track optimal operational conditions in an unknown environment,where the conditions may dynamically adjust to environmental changes. First, an exploitation-oriented MPC (EO-MPC) is proposed, integrating real-time sampling data with robust set-based parameter estimation techniques to address the critical challenge of parameter identification. By introducing virtual excitation signals into the terminal constraint and establishing a validation mechanism for persistent excitation condition, the EO-MPC effectively resolves the issue of insufficient persistent excitation in parameter identification. Building upon this foundation, an active learning MPC (AL-MPC) approach is developed to integrate both available and virtual future data to resolve the fundamental conflict between tracking an unknown optimal operational condition and parameter identification. The recursive feasibility and convergence of the proposed methods are rigorously established, and numerous examples substantiate the reliability and effectiveness of the approach in practical applications.
title Auto-Optimization with Active Learning in Uncertain Environment: A Predictive Control Approach
topic Systems and Control
url https://arxiv.org/abs/2512.04647