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Main Authors: Dzhumageldyev, Kerim, Airaldi, Filippo, Dabiri, Azita
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2512.04856
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author Dzhumageldyev, Kerim
Airaldi, Filippo
Dabiri, Azita
author_facet Dzhumageldyev, Kerim
Airaldi, Filippo
Dabiri, Azita
contents Optimal control strategies are often combined with safety certificates to ensure both performance and safety in safety-critical systems. A prominent example is combining Model Predictive Control (MPC) with Control Barrier Functions (CBF). Yet, efficient tuning of MPC parameters and choosing an appropriate class $\mathcal{K}$ function in the CBF is challenging and problem dependent. This paper introduces a safe model-based Reinforcement Learning (RL) framework where a parametric MPC controller incorporates a CBF constraint with a parameterized class $\mathcal{K}$ function and serves as a function approximator to learn improved safe control policies from data. Three variations of the framework are introduced, distinguished by the way the optimization problem is formulated and the class $\mathcal{K}$ function is parameterized, including neural architectures. Numerical experiments on a discrete double-integrator with static and dynamic obstacles demonstrate that the proposed methods improve performance while ensuring safety.
format Preprint
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institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Safe model-based Reinforcement Learning via Model Predictive Control and Control Barrier Functions
Dzhumageldyev, Kerim
Airaldi, Filippo
Dabiri, Azita
Systems and Control
Optimal control strategies are often combined with safety certificates to ensure both performance and safety in safety-critical systems. A prominent example is combining Model Predictive Control (MPC) with Control Barrier Functions (CBF). Yet, efficient tuning of MPC parameters and choosing an appropriate class $\mathcal{K}$ function in the CBF is challenging and problem dependent. This paper introduces a safe model-based Reinforcement Learning (RL) framework where a parametric MPC controller incorporates a CBF constraint with a parameterized class $\mathcal{K}$ function and serves as a function approximator to learn improved safe control policies from data. Three variations of the framework are introduced, distinguished by the way the optimization problem is formulated and the class $\mathcal{K}$ function is parameterized, including neural architectures. Numerical experiments on a discrete double-integrator with static and dynamic obstacles demonstrate that the proposed methods improve performance while ensuring safety.
title Safe model-based Reinforcement Learning via Model Predictive Control and Control Barrier Functions
topic Systems and Control
url https://arxiv.org/abs/2512.04856