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Main Authors: Saini, Devender, Jain, Bhavika, Ujjwal, Nitish, Sommer, Philip, Mbanga, Dan Romuald, Mehta, Dhagash
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2512.05559
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author Saini, Devender
Jain, Bhavika
Ujjwal, Nitish
Sommer, Philip
Mbanga, Dan Romuald
Mehta, Dhagash
author_facet Saini, Devender
Jain, Bhavika
Ujjwal, Nitish
Sommer, Philip
Mbanga, Dan Romuald
Mehta, Dhagash
contents In regulated domains such as finance, the integrity and governance of data pipelines are critical - yet existing systems treat data quality control (QC) as an isolated preprocessing step rather than a first-class system component. We present a unified AI-driven Data QC and DataOps Management framework that embeds rule-based, statistical, and AI-based QC methods into a continuous, governed layer spanning ingestion, model pipelines, and downstream applications. Our architecture integrates open-source tools with custom modules for profiling, audit logging, breach handling, configuration-driven policies, and dynamic remediation. We demonstrate deployment in a production-grade financial setup: handling streaming and tabular data across multiple asset classes and transaction streams, with configurable thresholds, cloud-native storage interfaces, and automated alerts. We show empirical gains in anomaly detection recall, reduction of manual remediation effort, and improved auditability and traceability in high-throughput data workflows. By treating QC as a system concern rather than an afterthought, our framework provides a foundation for trustworthy, scalable, and compliant AI pipelines in regulated environments.
format Preprint
id arxiv_https___arxiv_org_abs_2512_05559
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle A Unified AI System For Data Quality Control and DataOps Management in Regulated Environments
Saini, Devender
Jain, Bhavika
Ujjwal, Nitish
Sommer, Philip
Mbanga, Dan Romuald
Mehta, Dhagash
Computational Finance
In regulated domains such as finance, the integrity and governance of data pipelines are critical - yet existing systems treat data quality control (QC) as an isolated preprocessing step rather than a first-class system component. We present a unified AI-driven Data QC and DataOps Management framework that embeds rule-based, statistical, and AI-based QC methods into a continuous, governed layer spanning ingestion, model pipelines, and downstream applications. Our architecture integrates open-source tools with custom modules for profiling, audit logging, breach handling, configuration-driven policies, and dynamic remediation. We demonstrate deployment in a production-grade financial setup: handling streaming and tabular data across multiple asset classes and transaction streams, with configurable thresholds, cloud-native storage interfaces, and automated alerts. We show empirical gains in anomaly detection recall, reduction of manual remediation effort, and improved auditability and traceability in high-throughput data workflows. By treating QC as a system concern rather than an afterthought, our framework provides a foundation for trustworthy, scalable, and compliant AI pipelines in regulated environments.
title A Unified AI System For Data Quality Control and DataOps Management in Regulated Environments
topic Computational Finance
url https://arxiv.org/abs/2512.05559