Distributional Random Forests for Complex Survey Designs on Reproducing Kernel Hilbert Spaces

Fuente: arXiv
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Autori principali: Zou, Yating, Matabuena, Marcos, Kosorok, Michael R.
Natura: Preprint
Pubblicazione: 2025
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author Zou, Yating
Matabuena, Marcos
Kosorok, Michael R.
author_facet Zou, Yating
Matabuena, Marcos
Kosorok, Michael R.
contents We study estimation of the conditional law $P(Y|X=x)$ and continuous functionals $Ψ(P(Y|X=x))$ when $Y$ takes values in a locally compact Polish space, $X \in \mathbb{R}^p$, and the observations arise from a complex survey design. We propose a survey-calibrated distributional random forest (SDRF) that incorporates complex-design features via a pseudo-population bootstrap, PSU-level honesty, and a Maximum Mean Discrepancy (MMD) split criterion computed from kernel mean embeddings of Hájek-type (design-weighted) node distributions. We provide a framework for analyzing forest-style estimators under survey designs; establish design consistency for the finite-population target and model consistency for the super-population target under explicit conditions on the design, kernel, resampling multipliers, and tree partitions. As far as we are aware, these are the first results on model-free estimation of conditional distributions under survey designs. Simulations under a stratified two-stage cluster design provide finite sample performance and demonstrate the statistical error price of ignoring the survey design. The broad applicability of SDRF is demonstrated using NHANES: We estimate the tolerance regions of the conditional joint distribution of two diabetes biomarkers, illustrating how distributional heterogeneity can support subgroup-specific risk profiling for diabetes mellitus in the U.S. population.
format Preprint
id arxiv_https___arxiv_org_abs_2512_08179
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Distributional Random Forests for Complex Survey Designs on Reproducing Kernel Hilbert Spaces
Zou, Yating
Matabuena, Marcos
Kosorok, Michael R.
Methodology
Machine Learning
We study estimation of the conditional law $P(Y|X=x)$ and continuous functionals $Ψ(P(Y|X=x))$ when $Y$ takes values in a locally compact Polish space, $X \in \mathbb{R}^p$, and the observations arise from a complex survey design. We propose a survey-calibrated distributional random forest (SDRF) that incorporates complex-design features via a pseudo-population bootstrap, PSU-level honesty, and a Maximum Mean Discrepancy (MMD) split criterion computed from kernel mean embeddings of Hájek-type (design-weighted) node distributions. We provide a framework for analyzing forest-style estimators under survey designs; establish design consistency for the finite-population target and model consistency for the super-population target under explicit conditions on the design, kernel, resampling multipliers, and tree partitions. As far as we are aware, these are the first results on model-free estimation of conditional distributions under survey designs. Simulations under a stratified two-stage cluster design provide finite sample performance and demonstrate the statistical error price of ignoring the survey design. The broad applicability of SDRF is demonstrated using NHANES: We estimate the tolerance regions of the conditional joint distribution of two diabetes biomarkers, illustrating how distributional heterogeneity can support subgroup-specific risk profiling for diabetes mellitus in the U.S. population.
title Distributional Random Forests for Complex Survey Designs on Reproducing Kernel Hilbert Spaces
topic Methodology
Machine Learning
url https://arxiv.org/abs/2512.08179