A Systematic Evaluation of Preference Aggregation in Federated RLHF for Pluralistic Alignment of LLMs

Fuente: arXiv
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Main Authors: Srewa, Mahmoud, Zhao, Tianyu, Elmalaki, Salma
Format: Preprint
Published: 2025
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author Srewa, Mahmoud
Zhao, Tianyu
Elmalaki, Salma
author_facet Srewa, Mahmoud
Zhao, Tianyu
Elmalaki, Salma
contents This paper addresses the challenge of aligning large language models (LLMs) with diverse human preferences within federated learning (FL) environments, where standard methods often fail to adequately represent diverse viewpoints. We introduce a comprehensive evaluation framework that systematically assesses the trade-off between alignment quality and fairness when using different aggregation strategies for human preferences. In our federated setting, each group locally evaluates rollouts and produces reward signals, and the server aggregates these group-level rewards without accessing any raw data. Specifically, we evaluate standard reward aggregation techniques (min, max, and average) and introduce a novel adaptive scheme that dynamically adjusts preference weights based on a group's historical alignment performance. Our experiments on question-answering (Q/A) tasks using a PPO-based RLHF pipeline demonstrate that our adaptive approach consistently achieves superior fairness while maintaining competitive alignment scores. This work offers a robust methodology for evaluating LLM behavior across diverse populations and provides a practical solution for developing truly pluralistic and fairly aligned models.
format Preprint
id arxiv_https___arxiv_org_abs_2512_08786
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle A Systematic Evaluation of Preference Aggregation in Federated RLHF for Pluralistic Alignment of LLMs
Srewa, Mahmoud
Zhao, Tianyu
Elmalaki, Salma
Computation and Language
Artificial Intelligence
This paper addresses the challenge of aligning large language models (LLMs) with diverse human preferences within federated learning (FL) environments, where standard methods often fail to adequately represent diverse viewpoints. We introduce a comprehensive evaluation framework that systematically assesses the trade-off between alignment quality and fairness when using different aggregation strategies for human preferences. In our federated setting, each group locally evaluates rollouts and produces reward signals, and the server aggregates these group-level rewards without accessing any raw data. Specifically, we evaluate standard reward aggregation techniques (min, max, and average) and introduce a novel adaptive scheme that dynamically adjusts preference weights based on a group's historical alignment performance. Our experiments on question-answering (Q/A) tasks using a PPO-based RLHF pipeline demonstrate that our adaptive approach consistently achieves superior fairness while maintaining competitive alignment scores. This work offers a robust methodology for evaluating LLM behavior across diverse populations and provides a practical solution for developing truly pluralistic and fairly aligned models.
title A Systematic Evaluation of Preference Aggregation in Federated RLHF for Pluralistic Alignment of LLMs
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2512.08786