Derivative-Informed Fourier Neural Operator: Universal Approximation and Applications to PDE-Constrained Optimization

Fuente: arXiv
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Autori principali: Yao, Boyuan, Luo, Dingcheng, Cao, Lianghao, Kovachki, Nikola, O'Leary-Roseberry, Thomas, Ghattas, Omar
Natura: Preprint
Pubblicazione: 2025
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author Yao, Boyuan
Luo, Dingcheng
Cao, Lianghao
Kovachki, Nikola
O'Leary-Roseberry, Thomas
Ghattas, Omar
author_facet Yao, Boyuan
Luo, Dingcheng
Cao, Lianghao
Kovachki, Nikola
O'Leary-Roseberry, Thomas
Ghattas, Omar
contents We present approximation theories and efficient training methods for derivative-informed Fourier neural operators (DIFNOs) with applications to PDE-constrained optimization. A DIFNO is an FNO trained by minimizing its prediction error jointly on output and Fréchet derivative samples of a high-fidelity operator (e.g., a parametric PDE solution operator). As a result, a DIFNO can closely emulate not only the high-fidelity operator's response but also its sensitivities. To motivate the use of DIFNOs instead of conventional FNOs as surrogate models, we show that accurate surrogate-driven PDE-constrained optimization requires accurate surrogate Fréchet derivatives. Then, we establish (i) simultaneous universal approximation of continuously differentiable operators and their Fréchet derivatives by FNOs on compact sets, and (ii) universal approximation of continuously differentiable operators by FNOs in weighted Sobolev spaces with input measures that have unbounded supports. Our theoretical results certify the capability of FNOs for accurate derivative-informed operator learning and for the solution of PDE-constrained optimization problems. Furthermore, we develop efficient training schemes that leverage dimensionality reduction and multi-resolution techniques to significantly reduce memory and computational costs in Fréchet derivative learning. Numerical examples on nonlinear diffusion--reaction, Helmholtz, and Navier--Stokes equations demonstrate that DIFNOs are superior in sample complexity for operator learning and solving infinite-dimensional PDE-constrained inverse problems, achieving high accuracy at low training sample sizes.
format Preprint
id arxiv_https___arxiv_org_abs_2512_14086
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Derivative-Informed Fourier Neural Operator: Universal Approximation and Applications to PDE-Constrained Optimization
Yao, Boyuan
Luo, Dingcheng
Cao, Lianghao
Kovachki, Nikola
O'Leary-Roseberry, Thomas
Ghattas, Omar
Machine Learning
Numerical Analysis
41A65, 68T07 (Primary) 65K10, 65J22 (Secondary)
We present approximation theories and efficient training methods for derivative-informed Fourier neural operators (DIFNOs) with applications to PDE-constrained optimization. A DIFNO is an FNO trained by minimizing its prediction error jointly on output and Fréchet derivative samples of a high-fidelity operator (e.g., a parametric PDE solution operator). As a result, a DIFNO can closely emulate not only the high-fidelity operator's response but also its sensitivities. To motivate the use of DIFNOs instead of conventional FNOs as surrogate models, we show that accurate surrogate-driven PDE-constrained optimization requires accurate surrogate Fréchet derivatives. Then, we establish (i) simultaneous universal approximation of continuously differentiable operators and their Fréchet derivatives by FNOs on compact sets, and (ii) universal approximation of continuously differentiable operators by FNOs in weighted Sobolev spaces with input measures that have unbounded supports. Our theoretical results certify the capability of FNOs for accurate derivative-informed operator learning and for the solution of PDE-constrained optimization problems. Furthermore, we develop efficient training schemes that leverage dimensionality reduction and multi-resolution techniques to significantly reduce memory and computational costs in Fréchet derivative learning. Numerical examples on nonlinear diffusion--reaction, Helmholtz, and Navier--Stokes equations demonstrate that DIFNOs are superior in sample complexity for operator learning and solving infinite-dimensional PDE-constrained inverse problems, achieving high accuracy at low training sample sizes.
title Derivative-Informed Fourier Neural Operator: Universal Approximation and Applications to PDE-Constrained Optimization
topic Machine Learning
Numerical Analysis
41A65, 68T07 (Primary) 65K10, 65J22 (Secondary)
url https://arxiv.org/abs/2512.14086