MultiRisk: Multiple Risk Control via Iterative Score Thresholding

Fuente: arXiv
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Autori principali: Joshi, Sunay, Sun, Yan, Hassani, Hamed, Dobriban, Edgar
Natura: Preprint
Pubblicazione: 2025
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author Joshi, Sunay
Sun, Yan
Hassani, Hamed
Dobriban, Edgar
author_facet Joshi, Sunay
Sun, Yan
Hassani, Hamed
Dobriban, Edgar
contents As generative AI systems are increasingly deployed in real-world applications, regulating multiple dimensions of model behavior has become essential. We focus on test-time filtering: a lightweight mechanism for behavior control that compares performance scores to estimated thresholds, and modifies outputs when these bounds are violated. We formalize the problem of enforcing multiple risk constraints with user-defined priorities, and introduce two efficient dynamic programming algorithms that leverage this sequential structure. The first, MULTIRISK-BASE, provides a direct finite-sample procedure for selecting thresholds, while the second, MULTIRISK, leverages data exchangeability to guarantee simultaneous control of the risks. Under mild assumptions, we show that MULTIRISK achieves nearly tight control of all constraint risks. The analysis requires an intricate iterative argument, upper bounding the risks by introducing several forms of intermediate symmetrized risk functions, and carefully lower bounding the risks by recursively counting jumps in symmetrized risk functions between appropriate risk levels. We evaluate our framework on a three-constraint Large Language Model alignment task using the PKU-SafeRLHF dataset, where the goal is to maximize helpfulness subject to multiple safety constraints, and where scores are generated by a Large Language Model judge and a perplexity filter. Our experimental results show that our algorithm can control each individual risk at close to the target level.
format Preprint
id arxiv_https___arxiv_org_abs_2512_24587
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle MultiRisk: Multiple Risk Control via Iterative Score Thresholding
Joshi, Sunay
Sun, Yan
Hassani, Hamed
Dobriban, Edgar
Machine Learning
As generative AI systems are increasingly deployed in real-world applications, regulating multiple dimensions of model behavior has become essential. We focus on test-time filtering: a lightweight mechanism for behavior control that compares performance scores to estimated thresholds, and modifies outputs when these bounds are violated. We formalize the problem of enforcing multiple risk constraints with user-defined priorities, and introduce two efficient dynamic programming algorithms that leverage this sequential structure. The first, MULTIRISK-BASE, provides a direct finite-sample procedure for selecting thresholds, while the second, MULTIRISK, leverages data exchangeability to guarantee simultaneous control of the risks. Under mild assumptions, we show that MULTIRISK achieves nearly tight control of all constraint risks. The analysis requires an intricate iterative argument, upper bounding the risks by introducing several forms of intermediate symmetrized risk functions, and carefully lower bounding the risks by recursively counting jumps in symmetrized risk functions between appropriate risk levels. We evaluate our framework on a three-constraint Large Language Model alignment task using the PKU-SafeRLHF dataset, where the goal is to maximize helpfulness subject to multiple safety constraints, and where scores are generated by a Large Language Model judge and a perplexity filter. Our experimental results show that our algorithm can control each individual risk at close to the target level.
title MultiRisk: Multiple Risk Control via Iterative Score Thresholding
topic Machine Learning
url https://arxiv.org/abs/2512.24587