Consistent thermodynamics reconstructed from transitions between nonequilibrium steady-states

Fuente: arXiv
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Main Authors: Goerlich, Rémi, Sorkin, Benjamin, Boriskovsky, Dima, Pires, Luís B, Lindner, Benjamin, Genet, Cyriaque, Roichman, Yael
Format: Preprint
Published: 2026
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author Goerlich, Rémi
Sorkin, Benjamin
Boriskovsky, Dima
Pires, Luís B
Lindner, Benjamin
Genet, Cyriaque
Roichman, Yael
author_facet Goerlich, Rémi
Sorkin, Benjamin
Boriskovsky, Dima
Pires, Luís B
Lindner, Benjamin
Genet, Cyriaque
Roichman, Yael
contents Constructing a thermodynamic framework for nonequilibrium systems remains a major challenge, as quantities such as temperature and free energy often become ambiguous when inferred solely from steady-state properties. Here we take a transformation-based approach and experimentally examine transitions between nonequilibrium steady states (NESS). Using an optically trapped microparticle driven by a tunable correlated stochastic force, we generate active-like steady states with controllable noise statistics. By abruptly changing the trap stiffness, we measure the stochastic work, heat, and entropy produced during NESS-to-NESS transformations. We identify a state-dependent effective temperature that restores the second law for these transitions, enabling the definition of a generalized work that incorporates the consequence of the nonequilibrium fluctuations. With this quantity, we derive and experimentally verify a Crooks-like fluctuation relation linking work distributions to a nonequilibrium free-energy difference defined through the effective temperature. Finally, we establish a fluctuation-response relation for the positional variance following stiffness changes. We demonstrate that this relation is key to distinguishing systems that can be described by a unique effective temperature (i.e., those under equilibrium or white-noise conditions) from those under colored-noise, where an equilibrium-like response cannot be restored. These results delineate the applicability and limits of effective-temperature thermodynamics in driven systems.
format Preprint
id arxiv_https___arxiv_org_abs_2601_03245
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Consistent thermodynamics reconstructed from transitions between nonequilibrium steady-states
Goerlich, Rémi
Sorkin, Benjamin
Boriskovsky, Dima
Pires, Luís B
Lindner, Benjamin
Genet, Cyriaque
Roichman, Yael
Statistical Mechanics
Soft Condensed Matter
Constructing a thermodynamic framework for nonequilibrium systems remains a major challenge, as quantities such as temperature and free energy often become ambiguous when inferred solely from steady-state properties. Here we take a transformation-based approach and experimentally examine transitions between nonequilibrium steady states (NESS). Using an optically trapped microparticle driven by a tunable correlated stochastic force, we generate active-like steady states with controllable noise statistics. By abruptly changing the trap stiffness, we measure the stochastic work, heat, and entropy produced during NESS-to-NESS transformations. We identify a state-dependent effective temperature that restores the second law for these transitions, enabling the definition of a generalized work that incorporates the consequence of the nonequilibrium fluctuations. With this quantity, we derive and experimentally verify a Crooks-like fluctuation relation linking work distributions to a nonequilibrium free-energy difference defined through the effective temperature. Finally, we establish a fluctuation-response relation for the positional variance following stiffness changes. We demonstrate that this relation is key to distinguishing systems that can be described by a unique effective temperature (i.e., those under equilibrium or white-noise conditions) from those under colored-noise, where an equilibrium-like response cannot be restored. These results delineate the applicability and limits of effective-temperature thermodynamics in driven systems.
title Consistent thermodynamics reconstructed from transitions between nonequilibrium steady-states
topic Statistical Mechanics
Soft Condensed Matter
url https://arxiv.org/abs/2601.03245