SE-EE Tradeoff in Pinching-Antenna Systems: Waveguide Multiplexing or Waveguide Switching?

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Hauptverfasser: Zhu, Guangyu, Mu, Xidong, Guo, Li, Xu, Shibiao, Liu, Yuanwei, Al-Dhahir, Naofal
Format: Preprint
Veröffentlicht: 2026
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author Zhu, Guangyu
Mu, Xidong
Guo, Li
Xu, Shibiao
Liu, Yuanwei
Al-Dhahir, Naofal
author_facet Zhu, Guangyu
Mu, Xidong
Guo, Li
Xu, Shibiao
Liu, Yuanwei
Al-Dhahir, Naofal
contents The spectral and energy efficiency (SE-EE) trade-off in pinching-antenna systems (PASS) is investigated in this paper. In particular, two practical operating protocols, namely waveguide multiplexing (WM) and waveguide switching (WS), are considered. A multi-objective optimization problem (MOOP) is formulated to jointly optimize the baseband and pinching beamforming for maximizing the achievable SE and EE, which is then converted into a single-objective problem via the ε-constraint method. For WM, the problem is decomposed within the alternating-optimization framework, where the baseband beamforming is optimized using the successive convex approximation, and the pinching beamforming is updated through the particle swarm optimization. For WS, due to the time-division transmission and interference-free nature, the pinching beamforming in each time slot is first adjusted to maximize the served user channel gain, followed by the baseband power allocation. Simulation results demonstrate that 1) PASS outperforms conventional antennas by mitigating large-scale path losses; 2) WS leads to a higher maximum achievable EE by activating a single RF chain, whereas WM yields a higher SE upper bound by serving all users concurrently; and 3) increasing the number of users substantially enhances SE under WM, whereas WS shows more pronounced benefits in low-signal-to-noise ratio regimes.
format Preprint
id arxiv_https___arxiv_org_abs_2601_04844
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle SE-EE Tradeoff in Pinching-Antenna Systems: Waveguide Multiplexing or Waveguide Switching?
Zhu, Guangyu
Mu, Xidong
Guo, Li
Xu, Shibiao
Liu, Yuanwei
Al-Dhahir, Naofal
Signal Processing
The spectral and energy efficiency (SE-EE) trade-off in pinching-antenna systems (PASS) is investigated in this paper. In particular, two practical operating protocols, namely waveguide multiplexing (WM) and waveguide switching (WS), are considered. A multi-objective optimization problem (MOOP) is formulated to jointly optimize the baseband and pinching beamforming for maximizing the achievable SE and EE, which is then converted into a single-objective problem via the ε-constraint method. For WM, the problem is decomposed within the alternating-optimization framework, where the baseband beamforming is optimized using the successive convex approximation, and the pinching beamforming is updated through the particle swarm optimization. For WS, due to the time-division transmission and interference-free nature, the pinching beamforming in each time slot is first adjusted to maximize the served user channel gain, followed by the baseband power allocation. Simulation results demonstrate that 1) PASS outperforms conventional antennas by mitigating large-scale path losses; 2) WS leads to a higher maximum achievable EE by activating a single RF chain, whereas WM yields a higher SE upper bound by serving all users concurrently; and 3) increasing the number of users substantially enhances SE under WM, whereas WS shows more pronounced benefits in low-signal-to-noise ratio regimes.
title SE-EE Tradeoff in Pinching-Antenna Systems: Waveguide Multiplexing or Waveguide Switching?
topic Signal Processing
url https://arxiv.org/abs/2601.04844