The effect of normal stress on stacking fault energy in face-centered cubic metals

Fuente: arXiv
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Main Authors: Li, Yang, Mishin, Yuri
Format: Preprint
Published: 2026
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author Li, Yang
Mishin, Yuri
author_facet Li, Yang
Mishin, Yuri
contents Plastic deformation and fracture of FCC metals involve the formation of stable or unstable stacking faults (SFs) on (111) plane. Examples include dislocation cross-slip and dislocation nucleation at interfaces and near crack tips. The stress component normal to (111) plane can strongly affect the SF energy when the stress magnitude reaches several to tens of GPa. We conduct a series of DFT calculations of SF energies in six FCC metals: Al, Ni, Cu, Ag, Au, and Pt. The results show that normal compression significantly increases the stable and unstable SF energies in all six metals, while normal tension decreases them. The SF formation is accompanied by inelastic expansion in the normal direction. The DFT calculations are compared with predictions of several representative classical and machine-learning interatomic potentials. Many potentials fail to capture the correct stress effect on the SF energy, often predicting trends opposite to the DFT calculations. Possible ways to improve the ability of potentials to represent the stress effect on SF energy are discussed.
format Preprint
id arxiv_https___arxiv_org_abs_2601_05453
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle The effect of normal stress on stacking fault energy in face-centered cubic metals
Li, Yang
Mishin, Yuri
Materials Science
Plastic deformation and fracture of FCC metals involve the formation of stable or unstable stacking faults (SFs) on (111) plane. Examples include dislocation cross-slip and dislocation nucleation at interfaces and near crack tips. The stress component normal to (111) plane can strongly affect the SF energy when the stress magnitude reaches several to tens of GPa. We conduct a series of DFT calculations of SF energies in six FCC metals: Al, Ni, Cu, Ag, Au, and Pt. The results show that normal compression significantly increases the stable and unstable SF energies in all six metals, while normal tension decreases them. The SF formation is accompanied by inelastic expansion in the normal direction. The DFT calculations are compared with predictions of several representative classical and machine-learning interatomic potentials. Many potentials fail to capture the correct stress effect on the SF energy, often predicting trends opposite to the DFT calculations. Possible ways to improve the ability of potentials to represent the stress effect on SF energy are discussed.
title The effect of normal stress on stacking fault energy in face-centered cubic metals
topic Materials Science
url https://arxiv.org/abs/2601.05453