Constrained Density Estimation via Optimal Transport

Fuente: arXiv
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Hauptverfasser: Hu, Yinan, Tabak, Esteban G.
Format: Preprint
Veröffentlicht: 2026
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author Hu, Yinan
Tabak, Esteban G.
author_facet Hu, Yinan
Tabak, Esteban G.
contents A novel framework for density estimation under expectation constraints is proposed. The framework minimizes the Wasserstein distance between the estimated density and a prior, subject to the constraints that the expected value of a set of functions adopts or exceeds given values. The framework is generalized to include regularization inequalities to mitigate the artifacts in the target measure. An annealing-like algorithm is developed to address non-smooth constraints, with its effectiveness demonstrated through both synthetic and proof-of-concept real world examples in finance.
format Preprint
id arxiv_https___arxiv_org_abs_2601_06830
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Constrained Density Estimation via Optimal Transport
Hu, Yinan
Tabak, Esteban G.
Machine Learning
Numerical Analysis
Optimization and Control
Probability
A novel framework for density estimation under expectation constraints is proposed. The framework minimizes the Wasserstein distance between the estimated density and a prior, subject to the constraints that the expected value of a set of functions adopts or exceeds given values. The framework is generalized to include regularization inequalities to mitigate the artifacts in the target measure. An annealing-like algorithm is developed to address non-smooth constraints, with its effectiveness demonstrated through both synthetic and proof-of-concept real world examples in finance.
title Constrained Density Estimation via Optimal Transport
topic Machine Learning
Numerical Analysis
Optimization and Control
Probability
url https://arxiv.org/abs/2601.06830