Achievable Degrees of Freedom Analysis and Optimization in Massive MIMO via Characteristic Mode Analysis
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| Main Authors: | , , , , |
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| Format: | Preprint |
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2026
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| _version_ | 1866912826471219200 |
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| author | Yue, Shaohua Miao, Siyu Zeng, Shuhao Lin, Fenghan Di, Boya |
| author_facet | Yue, Shaohua Miao, Siyu Zeng, Shuhao Lin, Fenghan Di, Boya |
| contents | Massive multiple-input multiple-output (MIMO) is esteemed as a critical technology in 6G communications, providing large degrees of freedom (DoF) to improve multiplexing gain. This paper introduces characteristic mode analysis (CMA) to derive the achievable DoF. Unlike existing works primarily focusing on the DoF of the wireless channel,the excitation and radiation properties of antennas are also involved in our DoF analysis, which influences the number of independent data streams for communication of a MIMO system. Specifically, we model the excitation and radiation properties of transceiver antennas using CMA to analyze the excitation and radiation properties of antennas. The CMA-based DoF analysis framework is established and the achievable DoF is derived. A characteristic mode optimization problem of antennas is then formulated to maximize the achievable DoF. A case study where the reconfigurable holographic surface (RHS) antennas are deployed at the transceiver is investigated, and a CMA-based genetic algorithm is later proposed to solve the above problem. By changing the characteristic modes electric field and surface current distribution of RHS, the achievable DoF is enhanced. Full-wave simulation verifies the theoretical analysis on the the achievable DoF and shows that, via the reconfiguration of RHS based on the proposed algorithm, the achievable DoF is improved. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2601_10576 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Achievable Degrees of Freedom Analysis and Optimization in Massive MIMO via Characteristic Mode Analysis Yue, Shaohua Miao, Siyu Zeng, Shuhao Lin, Fenghan Di, Boya Signal Processing Information Theory Massive multiple-input multiple-output (MIMO) is esteemed as a critical technology in 6G communications, providing large degrees of freedom (DoF) to improve multiplexing gain. This paper introduces characteristic mode analysis (CMA) to derive the achievable DoF. Unlike existing works primarily focusing on the DoF of the wireless channel,the excitation and radiation properties of antennas are also involved in our DoF analysis, which influences the number of independent data streams for communication of a MIMO system. Specifically, we model the excitation and radiation properties of transceiver antennas using CMA to analyze the excitation and radiation properties of antennas. The CMA-based DoF analysis framework is established and the achievable DoF is derived. A characteristic mode optimization problem of antennas is then formulated to maximize the achievable DoF. A case study where the reconfigurable holographic surface (RHS) antennas are deployed at the transceiver is investigated, and a CMA-based genetic algorithm is later proposed to solve the above problem. By changing the characteristic modes electric field and surface current distribution of RHS, the achievable DoF is enhanced. Full-wave simulation verifies the theoretical analysis on the the achievable DoF and shows that, via the reconfiguration of RHS based on the proposed algorithm, the achievable DoF is improved. |
| title | Achievable Degrees of Freedom Analysis and Optimization in Massive MIMO via Characteristic Mode Analysis |
| topic | Signal Processing Information Theory |
| url | https://arxiv.org/abs/2601.10576 |