Expert Evaluation and the Limits of Human Feedback in Mental Health AI Safety Testing

Fuente: arXiv
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Auteurs principaux: Jafari, Kiana, Rust, Paul Ulrich Nikolaus, Eddy, Duncan, Fraser, Robbie, Vasan, Nina, Djordjevic, Darja, Dadlani, Akanksha, Lamparth, Max, Kim, Eugenia, Kochenderfer, Mykel
Format: Preprint
Publié: 2026
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author Jafari, Kiana
Rust, Paul Ulrich Nikolaus
Eddy, Duncan
Fraser, Robbie
Vasan, Nina
Djordjevic, Darja
Dadlani, Akanksha
Lamparth, Max
Kim, Eugenia
Kochenderfer, Mykel
author_facet Jafari, Kiana
Rust, Paul Ulrich Nikolaus
Eddy, Duncan
Fraser, Robbie
Vasan, Nina
Djordjevic, Darja
Dadlani, Akanksha
Lamparth, Max
Kim, Eugenia
Kochenderfer, Mykel
contents Learning from human feedback~(LHF) assumes that expert judgments, appropriately aggregated, yield valid ground truth for training and evaluating AI systems. We tested this assumption in mental health, where high safety stakes make expert consensus essential. Three certified psychiatrists independently evaluated LLM-generated responses using a calibrated rubric. Despite similar training and shared instructions, inter-rater reliability was consistently poor ($ICC$ $0.087$--$0.295$), falling below thresholds considered acceptable for consequential assessment. Disagreement was highest on the most safety-critical items. Suicide and self-harm responses produced greater divergence than any other category, and was systematic rather than random. One factor yielded negative reliability (Krippendorff's $α= -0.203$), indicating structured disagreement worse than chance. Qualitative interviews revealed that disagreement reflects coherent but incompatible individual clinical frameworks, safety-first, engagement-centered, and culturally-informed orientations, rather than measurement error. By demonstrating that experts rely on holistic risk heuristics rather than granular factor discrimination, these findings suggest that aggregated labels function as arithmetic compromises that effectively erase grounded professional philosophies. Our results characterize expert disagreement in safety-critical AI as a sociotechnical phenomenon where professional experience introduces sophisticated layers of principled divergence. We discuss implications for reward modeling, safety classification, and evaluation benchmarks, recommending that practitioners shift from consensus-based aggregation to alignment methods that preserve and learn from expert disagreement.
format Preprint
id arxiv_https___arxiv_org_abs_2601_18061
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Expert Evaluation and the Limits of Human Feedback in Mental Health AI Safety Testing
Jafari, Kiana
Rust, Paul Ulrich Nikolaus
Eddy, Duncan
Fraser, Robbie
Vasan, Nina
Djordjevic, Darja
Dadlani, Akanksha
Lamparth, Max
Kim, Eugenia
Kochenderfer, Mykel
Artificial Intelligence
Human-Computer Interaction
Learning from human feedback~(LHF) assumes that expert judgments, appropriately aggregated, yield valid ground truth for training and evaluating AI systems. We tested this assumption in mental health, where high safety stakes make expert consensus essential. Three certified psychiatrists independently evaluated LLM-generated responses using a calibrated rubric. Despite similar training and shared instructions, inter-rater reliability was consistently poor ($ICC$ $0.087$--$0.295$), falling below thresholds considered acceptable for consequential assessment. Disagreement was highest on the most safety-critical items. Suicide and self-harm responses produced greater divergence than any other category, and was systematic rather than random. One factor yielded negative reliability (Krippendorff's $α= -0.203$), indicating structured disagreement worse than chance. Qualitative interviews revealed that disagreement reflects coherent but incompatible individual clinical frameworks, safety-first, engagement-centered, and culturally-informed orientations, rather than measurement error. By demonstrating that experts rely on holistic risk heuristics rather than granular factor discrimination, these findings suggest that aggregated labels function as arithmetic compromises that effectively erase grounded professional philosophies. Our results characterize expert disagreement in safety-critical AI as a sociotechnical phenomenon where professional experience introduces sophisticated layers of principled divergence. We discuss implications for reward modeling, safety classification, and evaluation benchmarks, recommending that practitioners shift from consensus-based aggregation to alignment methods that preserve and learn from expert disagreement.
title Expert Evaluation and the Limits of Human Feedback in Mental Health AI Safety Testing
topic Artificial Intelligence
Human-Computer Interaction
url https://arxiv.org/abs/2601.18061