Latent Object Permanence: Topological Phase Transitions, Free-Energy Principles, and Renormalization Group Flows in Deep Transformer Manifolds

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Auteurs principaux: Alpay, Faruk, Kilictas, Bugra
Format: Preprint
Publié: 2026
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author Alpay, Faruk
Kilictas, Bugra
author_facet Alpay, Faruk
Kilictas, Bugra
contents We study the emergence of multi-step reasoning in deep Transformer language models through a geometric and statistical-physics lens. Treating the hidden-state trajectory as a flow on an implicit Riemannian manifold, we analyze the layerwise covariance spectrum of activations, where $C^{(\ell)}=\mathbb{E}[h^{(\ell)}h^{(\ell)\top}]$, and track deviations from a random-matrix bulk. Across model scales (1.5B--30B), we observe a sharp reduction in effective dimensionality consistent with a phase transition: an order parameter based on sparsity/localization, $Ω(h)=1-\|h\|_1/(\sqrt{d}\|h\|_2)$, exhibits a discontinuity near a critical normalized depth $γ_c\approx 0.42$ in sufficiently large models. We formalize the forward pass as a discrete coarse-graining map and relate the appearance of stable "concept basins" to fixed points of this renormalization-like dynamics. The resulting low-entropy regime is characterized by a spectral tail collapse and by the formation of transient, reusable object-like structures in representation space, which we call Transient Class Objects (TCOs). We provide theoretical conditions connecting logical separability to spectral decay and validate the predicted signatures with layerwise probes on multiple open-weight model families.
format Preprint
id arxiv_https___arxiv_org_abs_2601_19942
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Latent Object Permanence: Topological Phase Transitions, Free-Energy Principles, and Renormalization Group Flows in Deep Transformer Manifolds
Alpay, Faruk
Kilictas, Bugra
Machine Learning
Computation and Language
68T50, 68T07, 68T05
I.2.7; I.2.6
We study the emergence of multi-step reasoning in deep Transformer language models through a geometric and statistical-physics lens. Treating the hidden-state trajectory as a flow on an implicit Riemannian manifold, we analyze the layerwise covariance spectrum of activations, where $C^{(\ell)}=\mathbb{E}[h^{(\ell)}h^{(\ell)\top}]$, and track deviations from a random-matrix bulk. Across model scales (1.5B--30B), we observe a sharp reduction in effective dimensionality consistent with a phase transition: an order parameter based on sparsity/localization, $Ω(h)=1-\|h\|_1/(\sqrt{d}\|h\|_2)$, exhibits a discontinuity near a critical normalized depth $γ_c\approx 0.42$ in sufficiently large models. We formalize the forward pass as a discrete coarse-graining map and relate the appearance of stable "concept basins" to fixed points of this renormalization-like dynamics. The resulting low-entropy regime is characterized by a spectral tail collapse and by the formation of transient, reusable object-like structures in representation space, which we call Transient Class Objects (TCOs). We provide theoretical conditions connecting logical separability to spectral decay and validate the predicted signatures with layerwise probes on multiple open-weight model families.
title Latent Object Permanence: Topological Phase Transitions, Free-Energy Principles, and Renormalization Group Flows in Deep Transformer Manifolds
topic Machine Learning
Computation and Language
68T50, 68T07, 68T05
I.2.7; I.2.6
url https://arxiv.org/abs/2601.19942