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Main Authors: Sun, Linda, Ren, Yixin, Chen, Cong
Format: Preprint
Published: 2026
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Online Access:https://arxiv.org/abs/2601.20710
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author Sun, Linda
Ren, Yixin
Chen, Cong
author_facet Sun, Linda
Ren, Yixin
Chen, Cong
contents Dose optimization is a hallmark of Project Optimus for oncology drug development. The number of doses to include in a dose optimization study depends on the totality of evidence, which is often unclear in early-phase development. With equal sample sizes per dose, carrying three doses is clearly more advantageous than two for optimization. In this paper, we show that, even when the total sample size is fixed, it is still preferable to carry three unless there is very strong evidence that one can be dropped. A mathematical approximation is applied to guide the investigation, followed by a simulation study to complement the theoretical findings. Semi-quantitative guidance is provided for practitioners, addressing both randomized and non-randomized dose optimization while considering population homogeneity.
format Preprint
id arxiv_https___arxiv_org_abs_2601_20710
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Two-dose vs. Three-Dose Optimization Under Sample Size Constraint
Sun, Linda
Ren, Yixin
Chen, Cong
Methodology
Dose optimization is a hallmark of Project Optimus for oncology drug development. The number of doses to include in a dose optimization study depends on the totality of evidence, which is often unclear in early-phase development. With equal sample sizes per dose, carrying three doses is clearly more advantageous than two for optimization. In this paper, we show that, even when the total sample size is fixed, it is still preferable to carry three unless there is very strong evidence that one can be dropped. A mathematical approximation is applied to guide the investigation, followed by a simulation study to complement the theoretical findings. Semi-quantitative guidance is provided for practitioners, addressing both randomized and non-randomized dose optimization while considering population homogeneity.
title Two-dose vs. Three-Dose Optimization Under Sample Size Constraint
topic Methodology
url https://arxiv.org/abs/2601.20710