Sparse Attention as Compact Kernel Regression

Fuente: arXiv
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Main Authors: Santos, Saul, Gonçalves, Nuno, McNamee, Daniel C., Treviso, Marcos, Martins, André F. T
Format: Preprint
Published: 2026
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author Santos, Saul
Gonçalves, Nuno
McNamee, Daniel C.
Treviso, Marcos
Martins, André F. T
author_facet Santos, Saul
Gonçalves, Nuno
McNamee, Daniel C.
Treviso, Marcos
Martins, André F. T
contents Recent work has revealed a link between self-attention mechanisms in transformers and test-time kernel regression via the Nadaraya-Watson estimator, with standard softmax attention corresponding to a Gaussian kernel. However, a kernel-theoretic understanding of sparse attention mechanisms is currently missing. In this paper, we establish a formal correspondence between sparse attention and compact (bounded support) kernels. We show that normalized ReLU and sparsemax attention arise from Epanechnikov kernel regression under fixed and adaptive normalizations, respectively. More generally, we demonstrate that widely used kernels in nonparametric density estimation -- including Epanechnikov, biweight, and triweight -- correspond to $α$-entmax attention with $α= 1 + \frac{1}{n}$ for $n \in \mathbb{N}$, while the softmax/Gaussian relationship emerges in the limit $n \to \infty$. This unified perspective explains how sparsity naturally emerges from kernel design and provides principled alternatives to heuristic top-$k$ attention and other associative memory mechanisms. Experiments with a kernel-regression-based variant of transformers -- Memory Mosaics -- show that kernel-based sparse attention achieves competitive performance on language modeling, in-context learning, and length generalization tasks, offering a principled framework for designing attention mechanisms.
format Preprint
id arxiv_https___arxiv_org_abs_2601_22766
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Sparse Attention as Compact Kernel Regression
Santos, Saul
Gonçalves, Nuno
McNamee, Daniel C.
Treviso, Marcos
Martins, André F. T
Machine Learning
Recent work has revealed a link between self-attention mechanisms in transformers and test-time kernel regression via the Nadaraya-Watson estimator, with standard softmax attention corresponding to a Gaussian kernel. However, a kernel-theoretic understanding of sparse attention mechanisms is currently missing. In this paper, we establish a formal correspondence between sparse attention and compact (bounded support) kernels. We show that normalized ReLU and sparsemax attention arise from Epanechnikov kernel regression under fixed and adaptive normalizations, respectively. More generally, we demonstrate that widely used kernels in nonparametric density estimation -- including Epanechnikov, biweight, and triweight -- correspond to $α$-entmax attention with $α= 1 + \frac{1}{n}$ for $n \in \mathbb{N}$, while the softmax/Gaussian relationship emerges in the limit $n \to \infty$. This unified perspective explains how sparsity naturally emerges from kernel design and provides principled alternatives to heuristic top-$k$ attention and other associative memory mechanisms. Experiments with a kernel-regression-based variant of transformers -- Memory Mosaics -- show that kernel-based sparse attention achieves competitive performance on language modeling, in-context learning, and length generalization tasks, offering a principled framework for designing attention mechanisms.
title Sparse Attention as Compact Kernel Regression
topic Machine Learning
url https://arxiv.org/abs/2601.22766