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Main Authors: Gibson, Cameron, Tang, Evelyn
Format: Preprint
Published: 2026
Subjects:
Online Access:https://arxiv.org/abs/2601.23272
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author Gibson, Cameron
Tang, Evelyn
author_facet Gibson, Cameron
Tang, Evelyn
contents As energy dissipation and gain are ubiquitous in the real world, such phenomena demand the generalization of Hermitian methods such as the analysis of topological properties for non-Hermitian systems. However, as non-Hermitian systems typically contain more degrees of freedom, this poses a challenge for analytical approaches to understand their topology and invariants. In this work, we analytically calculate the 2D Zak phase for a 2D non-Hermitian SSH-type Hamiltonian that supports a rich structure and edge currents. Closed-form expressions for eigenstates and divisions of the phase diagram are obtained, including for regions in the phase diagram where different types of exceptional points exist. We use Morse theory to determine the topology of exceptional points in momentum space. Although the band structure breaks down at exceptional points, we show that a specific phase-based topological invariant remains well-defined. Furthermore, our work yields an analytic derivation for counting edge states in the Hermitian limit. These results provide new conceptual and analytical tools for the study of complex topological systems.
format Preprint
id arxiv_https___arxiv_org_abs_2601_23272
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Analytical topological invariants for 2D non-Hermitian phases using Morse theory
Gibson, Cameron
Tang, Evelyn
Mesoscale and Nanoscale Physics
Quantum Physics
As energy dissipation and gain are ubiquitous in the real world, such phenomena demand the generalization of Hermitian methods such as the analysis of topological properties for non-Hermitian systems. However, as non-Hermitian systems typically contain more degrees of freedom, this poses a challenge for analytical approaches to understand their topology and invariants. In this work, we analytically calculate the 2D Zak phase for a 2D non-Hermitian SSH-type Hamiltonian that supports a rich structure and edge currents. Closed-form expressions for eigenstates and divisions of the phase diagram are obtained, including for regions in the phase diagram where different types of exceptional points exist. We use Morse theory to determine the topology of exceptional points in momentum space. Although the band structure breaks down at exceptional points, we show that a specific phase-based topological invariant remains well-defined. Furthermore, our work yields an analytic derivation for counting edge states in the Hermitian limit. These results provide new conceptual and analytical tools for the study of complex topological systems.
title Analytical topological invariants for 2D non-Hermitian phases using Morse theory
topic Mesoscale and Nanoscale Physics
Quantum Physics
url https://arxiv.org/abs/2601.23272