Simple Role Assignment is Extraordinarily Effective for Safety Alignment

Fuente: arXiv
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Autores principales: Ziheng, Zhou, Ding, Jiakun, Zhang, Zhaowei, Gao, Ruosen, Wu, Yingnian, Terzopoulos, Demetri, Kang, Yipeng, Zhong, Fangwei, Wang, Junqi
Formato: Preprint
Publicado: 2026
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author Ziheng, Zhou
Ding, Jiakun
Zhang, Zhaowei
Gao, Ruosen
Wu, Yingnian
Terzopoulos, Demetri
Kang, Yipeng
Zhong, Fangwei
Wang, Junqi
author_facet Ziheng, Zhou
Ding, Jiakun
Zhang, Zhaowei
Gao, Ruosen
Wu, Yingnian
Terzopoulos, Demetri
Kang, Yipeng
Zhong, Fangwei
Wang, Junqi
contents Principle-based alignment often lacks context sensitivity and completeness. Grounded in Theory of Mind, we propose role conditioning as a compact alternative: social roles (e.g., mother, judge) implicitly encode both values and the cognitive schemas required to apply them. We introduce a training-free pipeline featuring a role-conditioned generator and iterative role-based critics for refinement. Across five model families, our approach consistently outperforms principle-based, Chain-of-Thought (CoT) and other baselines across benchmarks. Notably, it reduces unsafe outputs on the WildJailbreak benchmark from 81.4\% to 3.6\% with DeepSeek-V3. Not only for common safety benchmarks, it consistently applies for agentic safety tasks. These results establish role assignment as a powerful, interpretable paradigm for AI alignment and LLM-as-a-Judge construction.
format Preprint
id arxiv_https___arxiv_org_abs_2602_00061
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Simple Role Assignment is Extraordinarily Effective for Safety Alignment
Ziheng, Zhou
Ding, Jiakun
Zhang, Zhaowei
Gao, Ruosen
Wu, Yingnian
Terzopoulos, Demetri
Kang, Yipeng
Zhong, Fangwei
Wang, Junqi
Computers and Society
Artificial Intelligence
Principle-based alignment often lacks context sensitivity and completeness. Grounded in Theory of Mind, we propose role conditioning as a compact alternative: social roles (e.g., mother, judge) implicitly encode both values and the cognitive schemas required to apply them. We introduce a training-free pipeline featuring a role-conditioned generator and iterative role-based critics for refinement. Across five model families, our approach consistently outperforms principle-based, Chain-of-Thought (CoT) and other baselines across benchmarks. Notably, it reduces unsafe outputs on the WildJailbreak benchmark from 81.4\% to 3.6\% with DeepSeek-V3. Not only for common safety benchmarks, it consistently applies for agentic safety tasks. These results establish role assignment as a powerful, interpretable paradigm for AI alignment and LLM-as-a-Judge construction.
title Simple Role Assignment is Extraordinarily Effective for Safety Alignment
topic Computers and Society
Artificial Intelligence
url https://arxiv.org/abs/2602.00061