Saved in:
Bibliographic Details
Main Authors: Zhang, Yuanhe, Lee, Jason D., Liu, Fanghui
Format: Preprint
Published: 2026
Subjects:
Online Access:https://arxiv.org/abs/2602.02285
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866915768893964288
author Zhang, Yuanhe
Lee, Jason D.
Liu, Fanghui
author_facet Zhang, Yuanhe
Lee, Jason D.
Liu, Fanghui
contents We present the first comprehensive Lean 4 formalization of statistical learning theory (SLT) grounded in empirical process theory. Our end-to-end formal infrastructure implement the missing contents in latest Lean 4 Mathlib library, including a complete development of Gaussian Lipschitz concentration, the first formalization of Dudley's entropy integral theorem for sub-Gaussian processes, and an application to least-squares (sparse) regression with a sharp rate. The project was carried out using a human-AI collaborative workflow, in which humans design proof strategies and AI agents execute tactical proof construction, leading to the human-verified Lean 4 toolbox for SLT. Beyond implementation, the formalization process exposes and resolves implicit assumptions and missing details in standard SLT textbooks, enforcing a granular, line-by-line understanding of the theory. This work establishes a reusable formal foundation and opens the door for future developments in machine learning theory. The code is available at https://github.com/YuanheZ/lean-stat-learning-theory
format Preprint
id arxiv_https___arxiv_org_abs_2602_02285
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Statistical Learning Theory in Lean 4: Empirical Processes from Scratch
Zhang, Yuanhe
Lee, Jason D.
Liu, Fanghui
Machine Learning
Computation and Language
Statistics Theory
We present the first comprehensive Lean 4 formalization of statistical learning theory (SLT) grounded in empirical process theory. Our end-to-end formal infrastructure implement the missing contents in latest Lean 4 Mathlib library, including a complete development of Gaussian Lipschitz concentration, the first formalization of Dudley's entropy integral theorem for sub-Gaussian processes, and an application to least-squares (sparse) regression with a sharp rate. The project was carried out using a human-AI collaborative workflow, in which humans design proof strategies and AI agents execute tactical proof construction, leading to the human-verified Lean 4 toolbox for SLT. Beyond implementation, the formalization process exposes and resolves implicit assumptions and missing details in standard SLT textbooks, enforcing a granular, line-by-line understanding of the theory. This work establishes a reusable formal foundation and opens the door for future developments in machine learning theory. The code is available at https://github.com/YuanheZ/lean-stat-learning-theory
title Statistical Learning Theory in Lean 4: Empirical Processes from Scratch
topic Machine Learning
Computation and Language
Statistics Theory
url https://arxiv.org/abs/2602.02285