Transcendental Regularization of Finite Mixtures:Theoretical Guarantees and Practical Limitations

Fuente: arXiv
Guardado en:
Detalles Bibliográficos
Autor principal: Fokoué, Ernest
Formato: Preprint
Publicado: 2026
Materias:
Acceso en línea:
Etiquetas: Agregar Etiqueta
Sin Etiquetas, Sea el primero en etiquetar este registro!
_version_ 1866908811211571200
author Fokoué, Ernest
author_facet Fokoué, Ernest
contents Finite mixture models are widely used for unsupervised learning, but maximum likelihood estimation via EM suffers from degeneracy as components collapse. We introduce transcendental regularization, a penalized likelihood framework with analytic barrier functions that prevent degeneracy while maintaining asymptotic efficiency. The resulting Transcendental Algorithm for Mixtures of Distributions (TAMD) offers strong theoretical guarantees: identifiability, consistency, and robustness. Empirically, TAMD successfully stabilizes estimation and prevents collapse, yet achieves only modest improvements in classification accuracy-highlighting fundamental limits of mixture models for unsupervised learning in high dimensions. Our work provides both a novel theoretical framework and an honest assessment of practical limitations, implemented in an open-source R package.
format Preprint
id arxiv_https___arxiv_org_abs_2602_03889
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Transcendental Regularization of Finite Mixtures:Theoretical Guarantees and Practical Limitations
Fokoué, Ernest
Machine Learning
62H30, 62F35, 62G05, 62G07, 62G20
Finite mixture models are widely used for unsupervised learning, but maximum likelihood estimation via EM suffers from degeneracy as components collapse. We introduce transcendental regularization, a penalized likelihood framework with analytic barrier functions that prevent degeneracy while maintaining asymptotic efficiency. The resulting Transcendental Algorithm for Mixtures of Distributions (TAMD) offers strong theoretical guarantees: identifiability, consistency, and robustness. Empirically, TAMD successfully stabilizes estimation and prevents collapse, yet achieves only modest improvements in classification accuracy-highlighting fundamental limits of mixture models for unsupervised learning in high dimensions. Our work provides both a novel theoretical framework and an honest assessment of practical limitations, implemented in an open-source R package.
title Transcendental Regularization of Finite Mixtures:Theoretical Guarantees and Practical Limitations
topic Machine Learning
62H30, 62F35, 62G05, 62G07, 62G20
url https://arxiv.org/abs/2602.03889