Statistical Mechanics of the Sub-Optimal Transport

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Hauptverfasser: Piombo, Riccardo, Buffa, Lorenzo, Mazzilli, Dario, Patelli, Aurelio
Format: Preprint
Veröffentlicht: 2026
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author Piombo, Riccardo
Buffa, Lorenzo
Mazzilli, Dario
Patelli, Aurelio
author_facet Piombo, Riccardo
Buffa, Lorenzo
Mazzilli, Dario
Patelli, Aurelio
contents Statistical mechanics is a powerful framework for analyzing optimization yielding analytical results for matching, optimal transport, and other combinatorial problems. However, these methods typically target the zero-temperature limit, where systems collapse onto optimal configurations, a.k.a. the ground states. Real-world systems often occupy intermediate regimes where entropy and cost minimization genuinely compete, producing configurations that are structured yet sub-optimal. The Sub-Optimal Transport (SOT) model captures this competition through an ensemble of weighted bipartite graphs: a coupling parameter interpolates between entropy-dominated dense configurations and cost-dominated sparse structures. This crossover has been observed numerically but lacked analytical understanding. Here we develop a mean-field theory that characterizes this transition. We show that local fluctuations in Lagrange multipliers become sub-extensive in the thermodynamic limit, reducing the full model with strength constraints to an effective single-constraint problem admitting an exact solution in some intermediate regime. The resulting free energy is analytic in the coupling parameter, confirming a smooth crossover rather than a phase transition. We derive closed-form expressions for thermodynamic observables and weight distributions, validated against numerical simulations. These results establish the first analytical description of the SOT model, extending statistical mechanics methods beyond the zero-temperature regime.
format Preprint
id arxiv_https___arxiv_org_abs_2602_04308
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Statistical Mechanics of the Sub-Optimal Transport
Piombo, Riccardo
Buffa, Lorenzo
Mazzilli, Dario
Patelli, Aurelio
Statistical Mechanics
Disordered Systems and Neural Networks
Statistical mechanics is a powerful framework for analyzing optimization yielding analytical results for matching, optimal transport, and other combinatorial problems. However, these methods typically target the zero-temperature limit, where systems collapse onto optimal configurations, a.k.a. the ground states. Real-world systems often occupy intermediate regimes where entropy and cost minimization genuinely compete, producing configurations that are structured yet sub-optimal. The Sub-Optimal Transport (SOT) model captures this competition through an ensemble of weighted bipartite graphs: a coupling parameter interpolates between entropy-dominated dense configurations and cost-dominated sparse structures. This crossover has been observed numerically but lacked analytical understanding. Here we develop a mean-field theory that characterizes this transition. We show that local fluctuations in Lagrange multipliers become sub-extensive in the thermodynamic limit, reducing the full model with strength constraints to an effective single-constraint problem admitting an exact solution in some intermediate regime. The resulting free energy is analytic in the coupling parameter, confirming a smooth crossover rather than a phase transition. We derive closed-form expressions for thermodynamic observables and weight distributions, validated against numerical simulations. These results establish the first analytical description of the SOT model, extending statistical mechanics methods beyond the zero-temperature regime.
title Statistical Mechanics of the Sub-Optimal Transport
topic Statistical Mechanics
Disordered Systems and Neural Networks
url https://arxiv.org/abs/2602.04308