It's Not a Lottery, It's a Race: Understanding How Gradient Descent Adapts the Network's Capacity to the Task

Fuente: arXiv
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1. Verfasser: Pinson, Hannah
Format: Preprint
Veröffentlicht: 2026
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author Pinson, Hannah
author_facet Pinson, Hannah
contents Our theoretical understanding of neural networks is lagging behind their empirical success. One of the important unexplained phenomena is why and how, during the process of training with gradient descent, the theoretical capacity of neural networks is reduced to an effective capacity that fits the task. We here investigate the mechanism by which gradient descent achieves this through analyzing the learning dynamics at the level of individual neurons in single hidden layer ReLU networks. We identify three dynamical principles, namely mutual alignment, unlocking and racing, that together explain why we can often successfully reduce capacity after training through the merging of equivalent neurons or the pruning of low norm weights. We specifically explain the mechanism behind the lottery ticket conjecture, or why the specific, beneficial initial conditions of some neurons lead them to obtain higher weight norms.
format Preprint
id arxiv_https___arxiv_org_abs_2602_04832
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle It's Not a Lottery, It's a Race: Understanding How Gradient Descent Adapts the Network's Capacity to the Task
Pinson, Hannah
Machine Learning
Artificial Intelligence
Computer Vision and Pattern Recognition
Neural and Evolutionary Computing
Our theoretical understanding of neural networks is lagging behind their empirical success. One of the important unexplained phenomena is why and how, during the process of training with gradient descent, the theoretical capacity of neural networks is reduced to an effective capacity that fits the task. We here investigate the mechanism by which gradient descent achieves this through analyzing the learning dynamics at the level of individual neurons in single hidden layer ReLU networks. We identify three dynamical principles, namely mutual alignment, unlocking and racing, that together explain why we can often successfully reduce capacity after training through the merging of equivalent neurons or the pruning of low norm weights. We specifically explain the mechanism behind the lottery ticket conjecture, or why the specific, beneficial initial conditions of some neurons lead them to obtain higher weight norms.
title It's Not a Lottery, It's a Race: Understanding How Gradient Descent Adapts the Network's Capacity to the Task
topic Machine Learning
Artificial Intelligence
Computer Vision and Pattern Recognition
Neural and Evolutionary Computing
url https://arxiv.org/abs/2602.04832