Beyond Static Alignment: Hierarchical Policy Control for LLM Safety via Risk-Aware Chain-of-Thought
Fuente:
arXiv
Gespeichert in:
| Hauptverfasser: | , , , |
|---|---|
| Format: | Preprint |
| Veröffentlicht: |
2026
|
| Schlagworte: | |
| Online-Zugang: | |
| Tags: |
Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
|
| _version_ | 1866914310916145152 |
|---|---|
| author | Si, Jianfeng Sun, Lin Lin, Weihong Zhang, Xiangzheng |
| author_facet | Si, Jianfeng Sun, Lin Lin, Weihong Zhang, Xiangzheng |
| contents | Large Language Models (LLMs) face a fundamental safety-helpfulness trade-off due to static, one-size-fits-all safety policies that lack runtime controllabilityxf, making it difficult to tailor responses to diverse application needs. %As a result, models may over-refuse benign requests or under-constrain harmful ones. We present \textbf{PACT} (Prompt-configured Action via Chain-of-Thought), a framework for dynamic safety control through explicit, risk-aware reasoning. PACT operates under a hierarchical policy architecture: a non-overridable global safety policy establishes immutable boundaries for critical risks (e.g., child safety, violent extremism), while user-defined policies can introduce domain-specific (non-global) risk categories and specify label-to-action behaviors to improve utility in real-world deployment settings. The framework decomposes safety decisions into structured Classify$\rightarrow$Act paths that route queries to the appropriate action (comply, guide, or reject) and render the decision-making process transparent.
Extensive experiments demonstrate that PACT achieves near state-of-the-art safety performance under global policy evaluation while attaining the best controllability under user-specific policy evaluation, effectively mitigating the safety-helpfulness trade-off. We will release the PACT model suite, training data, and evaluation protocols to facilitate reproducible research in controllable safety alignment. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2602_06650 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Beyond Static Alignment: Hierarchical Policy Control for LLM Safety via Risk-Aware Chain-of-Thought Si, Jianfeng Sun, Lin Lin, Weihong Zhang, Xiangzheng Computation and Language Large Language Models (LLMs) face a fundamental safety-helpfulness trade-off due to static, one-size-fits-all safety policies that lack runtime controllabilityxf, making it difficult to tailor responses to diverse application needs. %As a result, models may over-refuse benign requests or under-constrain harmful ones. We present \textbf{PACT} (Prompt-configured Action via Chain-of-Thought), a framework for dynamic safety control through explicit, risk-aware reasoning. PACT operates under a hierarchical policy architecture: a non-overridable global safety policy establishes immutable boundaries for critical risks (e.g., child safety, violent extremism), while user-defined policies can introduce domain-specific (non-global) risk categories and specify label-to-action behaviors to improve utility in real-world deployment settings. The framework decomposes safety decisions into structured Classify$\rightarrow$Act paths that route queries to the appropriate action (comply, guide, or reject) and render the decision-making process transparent. Extensive experiments demonstrate that PACT achieves near state-of-the-art safety performance under global policy evaluation while attaining the best controllability under user-specific policy evaluation, effectively mitigating the safety-helpfulness trade-off. We will release the PACT model suite, training data, and evaluation protocols to facilitate reproducible research in controllable safety alignment. |
| title | Beyond Static Alignment: Hierarchical Policy Control for LLM Safety via Risk-Aware Chain-of-Thought |
| topic | Computation and Language |
| url | https://arxiv.org/abs/2602.06650 |