Solving contextual chance-constrained programming under decision-dependent uncertainty

Fuente: arXiv
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Main Authors: Liu, Xiangting, Wang, Shengran, Yan, Kaile, Zhang, Zhi-Hai
Format: Preprint
Published: 2026
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author Liu, Xiangting
Wang, Shengran
Yan, Kaile
Zhang, Zhi-Hai
author_facet Liu, Xiangting
Wang, Shengran
Yan, Kaile
Zhang, Zhi-Hai
contents We study contextual chance-constrained programming under decision-dependent uncertainty. In this setting, a decision not only needs to satisfy constraints but also alters the distribution of uncertain outcomes. This dependency makes the problem particularly difficult: because feasibility probabilities vary with decisions, it creates both statistical endogeneity and computational intractability. To address this, we propose a nonparametric approximation method based on Contextual Cluster Weights (CCW). For any given decision and context, CCW constructs a local neighborhood (cluster) of ``similar" historical observations and assigns them equal weight. This approach successfully renders both the objective and chance constraints tractable, while providing uniform-in-decision consistency guarantees. Furthermore, we develop reformulations that use pre-calculated clusters. We show that under a specific nestedness condition, these reformulations yield a convex feasible region, which allows for efficient solving. Experiments, including a case study with JD.com, demonstrate that our method outperforms benchmarks in solution quality, feasibility reliability, and runtime. This framework offers a scalable and data-driven approach for firms to make reliable operational decisions when their actions influence uncertainty. It effectively balances performance, risk, and robustness, while remaining interpretable and implementable in practice.
format Preprint
id arxiv_https___arxiv_org_abs_2602_07286
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Solving contextual chance-constrained programming under decision-dependent uncertainty
Liu, Xiangting
Wang, Shengran
Yan, Kaile
Zhang, Zhi-Hai
Optimization and Control
We study contextual chance-constrained programming under decision-dependent uncertainty. In this setting, a decision not only needs to satisfy constraints but also alters the distribution of uncertain outcomes. This dependency makes the problem particularly difficult: because feasibility probabilities vary with decisions, it creates both statistical endogeneity and computational intractability. To address this, we propose a nonparametric approximation method based on Contextual Cluster Weights (CCW). For any given decision and context, CCW constructs a local neighborhood (cluster) of ``similar" historical observations and assigns them equal weight. This approach successfully renders both the objective and chance constraints tractable, while providing uniform-in-decision consistency guarantees. Furthermore, we develop reformulations that use pre-calculated clusters. We show that under a specific nestedness condition, these reformulations yield a convex feasible region, which allows for efficient solving. Experiments, including a case study with JD.com, demonstrate that our method outperforms benchmarks in solution quality, feasibility reliability, and runtime. This framework offers a scalable and data-driven approach for firms to make reliable operational decisions when their actions influence uncertainty. It effectively balances performance, risk, and robustness, while remaining interpretable and implementable in practice.
title Solving contextual chance-constrained programming under decision-dependent uncertainty
topic Optimization and Control
url https://arxiv.org/abs/2602.07286