When the Model Said 'No Comment', We Knew Helpfulness Was Dead, Honesty Was Alive, and Safety Was Terrified

Fuente: arXiv
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Auteurs principaux: Kashyap, Gautam Siddharth, Dras, Mark, Naseem, Usman
Format: Preprint
Publié: 2026
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author Kashyap, Gautam Siddharth
Dras, Mark
Naseem, Usman
author_facet Kashyap, Gautam Siddharth
Dras, Mark
Naseem, Usman
contents Large Language Models (LLMs) need to be in accordance with human values-being helpful, harmless, and honest (HHH)-is important for safe deployment. Existing works use Supervised Fine-Tuning (SFT) and Mixture-of-Experts (MoE) to align LLMs. However, these works face challenges in multi-objective settings, such as SFT leading to interference between conflicting objectives, while MoEs suffer from miscalibrated routing. We term this failure mode Axis Collapse, marked by (1) disjoint feature spaces causing catastrophic forgetting, and (2) unreliable inference from misrouted experts. To resolve this, we propose AlignX, a two-stage framework. Stage 1 uses prompt-injected fine-tuning to extract axis-specific task features, mitigating catastrophic forgetting. Stage 2 deploys a MoCaE module that calibrates expert routing using fractal and natural geometry, improving inference reliability. AlignX achieves significant gains on Alpaca (Helpfulness), BeaverTails (Harmlessness), and TruthfulQA (Honesty), with +171.5% win rate, +110.1% in truthfulness-informativeness, and 4.3% fewer safety violations. It also reduces latency and memory usage by over 35% compared to prior MoEs. Results across four LLMs validate its generalizability.
format Preprint
id arxiv_https___arxiv_org_abs_2602_07381
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle When the Model Said 'No Comment', We Knew Helpfulness Was Dead, Honesty Was Alive, and Safety Was Terrified
Kashyap, Gautam Siddharth
Dras, Mark
Naseem, Usman
Computation and Language
Large Language Models (LLMs) need to be in accordance with human values-being helpful, harmless, and honest (HHH)-is important for safe deployment. Existing works use Supervised Fine-Tuning (SFT) and Mixture-of-Experts (MoE) to align LLMs. However, these works face challenges in multi-objective settings, such as SFT leading to interference between conflicting objectives, while MoEs suffer from miscalibrated routing. We term this failure mode Axis Collapse, marked by (1) disjoint feature spaces causing catastrophic forgetting, and (2) unreliable inference from misrouted experts. To resolve this, we propose AlignX, a two-stage framework. Stage 1 uses prompt-injected fine-tuning to extract axis-specific task features, mitigating catastrophic forgetting. Stage 2 deploys a MoCaE module that calibrates expert routing using fractal and natural geometry, improving inference reliability. AlignX achieves significant gains on Alpaca (Helpfulness), BeaverTails (Harmlessness), and TruthfulQA (Honesty), with +171.5% win rate, +110.1% in truthfulness-informativeness, and 4.3% fewer safety violations. It also reduces latency and memory usage by over 35% compared to prior MoEs. Results across four LLMs validate its generalizability.
title When the Model Said 'No Comment', We Knew Helpfulness Was Dead, Honesty Was Alive, and Safety Was Terrified
topic Computation and Language
url https://arxiv.org/abs/2602.07381