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Autore principale: Li-Xin, Zhang
Natura: Preprint
Pubblicazione: 2026
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Accesso online:https://arxiv.org/abs/2602.10760
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author Li-Xin, Zhang
author_facet Li-Xin, Zhang
contents Covariate adaptive randomization (CAR) procedures are extensively used to reduce the likelihood of covariate imbalances occurring in clinical trials. In literatures, a lot of CAR procedures have been proposed so that the specified covariates are balanced well between treatments. However, the variance of the imbalance of the unspecified covariates may be inflated comparing to the one under the simple randomization. The inflation of the variance causes the usual test of treatment effects being not valid and adjusting the test being not an easy work. In this paper, we propose a new kind covariate adaptive randomization procedures to balance covariates between two treatments with a ratio $ρ:(1-ρ)$. Under this kind of CAR procedures, the convergence rate of the imbalance of the specified covariates is $o(n^{1/2})$, and at the same time the asymptotic variance of the imbalance of any unspecified (observed or unobserved) covariates does not exceed the one under the simple randomization. The ``shift problem'' found by Liu, Hu, and Ma (2025) will not appear under the new CAR procedures.
format Preprint
id arxiv_https___arxiv_org_abs_2602_10760
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Covariate-Adaptive Randomization in Clinical Trials without Inflated Variances
Li-Xin, Zhang
Statistics Theory
Primary 60F05, Secondary 62G10
G.3
Covariate adaptive randomization (CAR) procedures are extensively used to reduce the likelihood of covariate imbalances occurring in clinical trials. In literatures, a lot of CAR procedures have been proposed so that the specified covariates are balanced well between treatments. However, the variance of the imbalance of the unspecified covariates may be inflated comparing to the one under the simple randomization. The inflation of the variance causes the usual test of treatment effects being not valid and adjusting the test being not an easy work. In this paper, we propose a new kind covariate adaptive randomization procedures to balance covariates between two treatments with a ratio $ρ:(1-ρ)$. Under this kind of CAR procedures, the convergence rate of the imbalance of the specified covariates is $o(n^{1/2})$, and at the same time the asymptotic variance of the imbalance of any unspecified (observed or unobserved) covariates does not exceed the one under the simple randomization. The ``shift problem'' found by Liu, Hu, and Ma (2025) will not appear under the new CAR procedures.
title Covariate-Adaptive Randomization in Clinical Trials without Inflated Variances
topic Statistics Theory
Primary 60F05, Secondary 62G10
G.3
url https://arxiv.org/abs/2602.10760