Exact Multi-Valley Envelope Function Theory of Valley Splitting in Si/SiGe Nanostructures

Fuente: arXiv
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Autores principales: Ermoneit, Lasse, Thayil, Abel, Koprucki, Thomas, Kantner, Markus
Formato: Preprint
Publicado: 2026
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author Ermoneit, Lasse
Thayil, Abel
Koprucki, Thomas
Kantner, Markus
author_facet Ermoneit, Lasse
Thayil, Abel
Koprucki, Thomas
Kantner, Markus
contents Valley splitting in strained Si/SiGe quantum wells is a central parameter for silicon spin qubits and is commonly described with envelope-function and effective-mass theories. These models provide a computationally efficient continuum description and have been shown to agree well with atomistic approaches when the confinement potential is slowly varying on the lattice scale. In modern Si/SiGe heterostructures with atomically sharp interfaces and engineered Ge concentration profiles, however, the slowly varying potential approximation underlying conventional (local) envelope-function theory is challenged. We formulate an exact multi-valley envelope-function model by combining Burt-Foreman-type envelope-function theory, which does not rely on the assumption of a slowly varying potential, with a valley-sector decomposition of the Brillouin zone. This construction enforces band-limited envelopes, which satisfy a set of coupled integro-differential equations with a non-local potential energy operator. Using degenerate perturbation theory, we derive the intervalley coupling matrix element within this non-local model and prove that it is strictly invariant under global shifts of the confinement potential (choice of reference energy). We then show that the conventional local envelope model generically violates this invariance due to spectral leakage between valley sectors, leading to an unphysical energy-reference dependence of the intervalley coupling. The resulting ambiguity is quantified by numerical simulations of various engineered Si/SiGe heterostructures. Finally, we propose a simple spectrally filtered local approximation that restores the energy-reference invariance exactly and provides a good approximation to the exact non-local theory.
format Preprint
id arxiv_https___arxiv_org_abs_2602_14787
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Exact Multi-Valley Envelope Function Theory of Valley Splitting in Si/SiGe Nanostructures
Ermoneit, Lasse
Thayil, Abel
Koprucki, Thomas
Kantner, Markus
Mesoscale and Nanoscale Physics
Mathematical Physics
Applied Physics
Computational Physics
Quantum Physics
Valley splitting in strained Si/SiGe quantum wells is a central parameter for silicon spin qubits and is commonly described with envelope-function and effective-mass theories. These models provide a computationally efficient continuum description and have been shown to agree well with atomistic approaches when the confinement potential is slowly varying on the lattice scale. In modern Si/SiGe heterostructures with atomically sharp interfaces and engineered Ge concentration profiles, however, the slowly varying potential approximation underlying conventional (local) envelope-function theory is challenged. We formulate an exact multi-valley envelope-function model by combining Burt-Foreman-type envelope-function theory, which does not rely on the assumption of a slowly varying potential, with a valley-sector decomposition of the Brillouin zone. This construction enforces band-limited envelopes, which satisfy a set of coupled integro-differential equations with a non-local potential energy operator. Using degenerate perturbation theory, we derive the intervalley coupling matrix element within this non-local model and prove that it is strictly invariant under global shifts of the confinement potential (choice of reference energy). We then show that the conventional local envelope model generically violates this invariance due to spectral leakage between valley sectors, leading to an unphysical energy-reference dependence of the intervalley coupling. The resulting ambiguity is quantified by numerical simulations of various engineered Si/SiGe heterostructures. Finally, we propose a simple spectrally filtered local approximation that restores the energy-reference invariance exactly and provides a good approximation to the exact non-local theory.
title Exact Multi-Valley Envelope Function Theory of Valley Splitting in Si/SiGe Nanostructures
topic Mesoscale and Nanoscale Physics
Mathematical Physics
Applied Physics
Computational Physics
Quantum Physics
url https://arxiv.org/abs/2602.14787