Effect of oxygen content on optical, structural, and dielectric properties of Al$_x$Ta$_y$O$_z$$ thin films

Fuente: arXiv
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Main Authors: Ondračka, Pavel, Drevet, Richard, Franta, Daniel, Dvořák, Jan, Ohlídal, Ivan, Vašina, Petr
Format: Preprint
Published: 2026
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author Ondračka, Pavel
Drevet, Richard
Franta, Daniel
Dvořák, Jan
Ohlídal, Ivan
Vašina, Petr
author_facet Ondračka, Pavel
Drevet, Richard
Franta, Daniel
Dvořák, Jan
Ohlídal, Ivan
Vašina, Petr
contents This study reports on the optical, structural, and dielectric properties of aluminum tantalum oxide (Al$_x$Ta$_y$O$_z$) thin films deposited at low temperature on silicon and steel substrates by pulsed direct current reactive magnetron sputtering of a target containing 80 at.% aluminum and 20 at.% tantalum in Ar/O$_2$ atmosphere. Oxygen flow rates ranging from 5.0 to 20 sccm corresponded to O content changes from 57.7 to 69.6 at.% and resulted in large differences in dielectric behavior, from films with no measurable dielectric strength to a dielectric strength of 231 V$μ$m$^{-1}$, respectively. Ab initio calculations were employed to explain the large property changes, and we show that a decrease in the dielectric strength can be linked to the formation of metal-metal bonds in the material, when the O content is less than what would correspond to a stoichiometric Ta$_2$O$_5$ and Al$_2$O$_3$ mixture. The electronic states corresponding to the metal--metal bonds are located in the band gap close to the top of the valence band, leading to an effective band gap reduction, which is directly supported by X-ray photoelectron spectroscopy valence band measurements and by a broad optical absorption in the visible region.
format Preprint
id arxiv_https___arxiv_org_abs_2602_17302
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Effect of oxygen content on optical, structural, and dielectric properties of Al$_x$Ta$_y$O$_z$$ thin films
Ondračka, Pavel
Drevet, Richard
Franta, Daniel
Dvořák, Jan
Ohlídal, Ivan
Vašina, Petr
Materials Science
This study reports on the optical, structural, and dielectric properties of aluminum tantalum oxide (Al$_x$Ta$_y$O$_z$) thin films deposited at low temperature on silicon and steel substrates by pulsed direct current reactive magnetron sputtering of a target containing 80 at.% aluminum and 20 at.% tantalum in Ar/O$_2$ atmosphere. Oxygen flow rates ranging from 5.0 to 20 sccm corresponded to O content changes from 57.7 to 69.6 at.% and resulted in large differences in dielectric behavior, from films with no measurable dielectric strength to a dielectric strength of 231 V$μ$m$^{-1}$, respectively. Ab initio calculations were employed to explain the large property changes, and we show that a decrease in the dielectric strength can be linked to the formation of metal-metal bonds in the material, when the O content is less than what would correspond to a stoichiometric Ta$_2$O$_5$ and Al$_2$O$_3$ mixture. The electronic states corresponding to the metal--metal bonds are located in the band gap close to the top of the valence band, leading to an effective band gap reduction, which is directly supported by X-ray photoelectron spectroscopy valence band measurements and by a broad optical absorption in the visible region.
title Effect of oxygen content on optical, structural, and dielectric properties of Al$_x$Ta$_y$O$_z$$ thin films
topic Materials Science
url https://arxiv.org/abs/2602.17302