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Autores principales: Liu, Yuhao, Wang, Zilin, Wu, Lei, Zhang, Shaobo
Formato: Preprint
Publicado: 2026
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Acceso en línea:https://arxiv.org/abs/2602.19691
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author Liu, Yuhao
Wang, Zilin
Wu, Lei
Zhang, Shaobo
author_facet Liu, Yuhao
Wang, Zilin
Wu, Lei
Zhang, Shaobo
contents Smooth activation functions are ubiquitous in modern deep learning, yet their theoretical advantages over non-smooth counterparts remain poorly understood. In this work, we study both approximation and statistical properties of neural networks with smooth activations for learning functions in the Sobolev space $W^{s,\infty}([0,1]^d)$ with $s>0$. We prove that constant-depth networks equipped with smooth activations achieve smoothness adaptivity: increasing width alone suffices to attain the minimax-optimal approximation and estimation error rates (up to logarithmic factors). In contrast, for non-smooth activations such as ReLU, smoothness adaptivity is fundamentally limited by depth: the attainable approximation order is bounded by depth, and higher-order smoothness requires proportional depth growth. These results identify activation smoothness as a fundamental mechanism, complementary to depth, for achieving optimal rates over Sobolev function classes. Technically, our analysis is based on a multi-scale approximation framework that yields explicit neural network approximators with controlled parameter norms and model size. This complexity control ensures statistical learnability under empirical risk minimization (ERM) and avoids the impractical $\ell^0$-sparsity constraints commonly required in prior analyses.
format Preprint
id arxiv_https___arxiv_org_abs_2602_19691
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publishDate 2026
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spellingShingle Smoothness Adaptivity in Constant-Depth Neural Networks: Optimal Rates via Smooth Activations
Liu, Yuhao
Wang, Zilin
Wu, Lei
Zhang, Shaobo
Machine Learning
Numerical Analysis
Smooth activation functions are ubiquitous in modern deep learning, yet their theoretical advantages over non-smooth counterparts remain poorly understood. In this work, we study both approximation and statistical properties of neural networks with smooth activations for learning functions in the Sobolev space $W^{s,\infty}([0,1]^d)$ with $s>0$. We prove that constant-depth networks equipped with smooth activations achieve smoothness adaptivity: increasing width alone suffices to attain the minimax-optimal approximation and estimation error rates (up to logarithmic factors). In contrast, for non-smooth activations such as ReLU, smoothness adaptivity is fundamentally limited by depth: the attainable approximation order is bounded by depth, and higher-order smoothness requires proportional depth growth. These results identify activation smoothness as a fundamental mechanism, complementary to depth, for achieving optimal rates over Sobolev function classes. Technically, our analysis is based on a multi-scale approximation framework that yields explicit neural network approximators with controlled parameter norms and model size. This complexity control ensures statistical learnability under empirical risk minimization (ERM) and avoids the impractical $\ell^0$-sparsity constraints commonly required in prior analyses.
title Smoothness Adaptivity in Constant-Depth Neural Networks: Optimal Rates via Smooth Activations
topic Machine Learning
Numerical Analysis
url https://arxiv.org/abs/2602.19691