On the Failure of Step-Response Tests to Certify Admissibility of Spectral Averaging Operators

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1. Verfasser: Grieshop, Justin
Format: Preprint
Veröffentlicht: 2026
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author Grieshop, Justin
author_facet Grieshop, Justin
contents We study translation-invariant smoothing operators on finite cyclic groups Z/NZ, expressed as periodic convolutions and analyzed via the discrete Fourier transform on Z/NZ. Step responses are widely used as a practical diagnostic for whether a smoothing operator preserves bounded ranges, for example whether it maps signals in [0,1]^N back into [0,1]^N. We show step-based diagnostics can be fundamentally misleading for periodic convolution operators. First, we give a sharp characterization: a constant-preserving periodic convolution maps [0,1]^N into [0,1]^N if and only if its convolution kernel is componentwise nonnegative, equivalently each row of the associated matrix is a probability vector. The proof is constructive and yields worst-case witnesses in {0,1}^N together with certified lower bounds on the magnitude of boundedness violation. We then analyze three standard Fourier-domain averaging constructions, Fejer (Cesàro) averaging, sharp spectral truncation, and a signed spectral control, and demonstrate a Nyquist-adjacent blind spot: at cutoff K = Nyquist - 1, the canonical step can exhibit essentially zero overshoot while the operator remains strongly non-admissible, with explicit binary inputs yielding outputs below 0 and above 1. Reproducible artifacts and a self-contained demo are provided.
format Preprint
id arxiv_https___arxiv_org_abs_2602_20185
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle On the Failure of Step-Response Tests to Certify Admissibility of Spectral Averaging Operators
Grieshop, Justin
General Mathematics
42A10, 15B05, 65T50
We study translation-invariant smoothing operators on finite cyclic groups Z/NZ, expressed as periodic convolutions and analyzed via the discrete Fourier transform on Z/NZ. Step responses are widely used as a practical diagnostic for whether a smoothing operator preserves bounded ranges, for example whether it maps signals in [0,1]^N back into [0,1]^N. We show step-based diagnostics can be fundamentally misleading for periodic convolution operators. First, we give a sharp characterization: a constant-preserving periodic convolution maps [0,1]^N into [0,1]^N if and only if its convolution kernel is componentwise nonnegative, equivalently each row of the associated matrix is a probability vector. The proof is constructive and yields worst-case witnesses in {0,1}^N together with certified lower bounds on the magnitude of boundedness violation. We then analyze three standard Fourier-domain averaging constructions, Fejer (Cesàro) averaging, sharp spectral truncation, and a signed spectral control, and demonstrate a Nyquist-adjacent blind spot: at cutoff K = Nyquist - 1, the canonical step can exhibit essentially zero overshoot while the operator remains strongly non-admissible, with explicit binary inputs yielding outputs below 0 and above 1. Reproducible artifacts and a self-contained demo are provided.
title On the Failure of Step-Response Tests to Certify Admissibility of Spectral Averaging Operators
topic General Mathematics
42A10, 15B05, 65T50
url https://arxiv.org/abs/2602.20185