Standard Transformers Achieve the Minimax Rate in Nonparametric Regression with $C^{s,λ}$ Targets

Fuente: arXiv
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Autori principali: Lai, Yanming, Sun, Defeng
Natura: Preprint
Pubblicazione: 2026
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author Lai, Yanming
Sun, Defeng
author_facet Lai, Yanming
Sun, Defeng
contents The tremendous success of Transformer models in fields such as large language models and computer vision necessitates a rigorous theoretical investigation. To the best of our knowledge, this paper is the first work proving that standard Transformers can approximate Hölder functions $ C^{s,λ}\left([0,1]^{d\times n}\right) $$ (s\in\mathbb{N}_{\geq0},0<λ\leq1) $ under the $L^t$ distance ($t \in [1, \infty]$) with arbitrary precision. Building upon this approximation result, we demonstrate that standard Transformers achieve the minimax optimal rate in nonparametric regression for Hölder target functions. It is worth mentioning that, by introducing two metrics: the size tuple and the dimension vector, we provide a fine-grained characterization of Transformer structures, which facilitates future research on the generalization and optimization errors of Transformers with different structures. As intermediate results, we also derive the upper bounds for the Lipschitz constant of standard Transformers and their memorization capacity, which may be of independent interest. These findings provide theoretical justification for the powerful capabilities of Transformer models.
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publishDate 2026
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spellingShingle Standard Transformers Achieve the Minimax Rate in Nonparametric Regression with $C^{s,λ}$ Targets
Lai, Yanming
Sun, Defeng
Machine Learning
Information Theory
The tremendous success of Transformer models in fields such as large language models and computer vision necessitates a rigorous theoretical investigation. To the best of our knowledge, this paper is the first work proving that standard Transformers can approximate Hölder functions $ C^{s,λ}\left([0,1]^{d\times n}\right) $$ (s\in\mathbb{N}_{\geq0},0<λ\leq1) $ under the $L^t$ distance ($t \in [1, \infty]$) with arbitrary precision. Building upon this approximation result, we demonstrate that standard Transformers achieve the minimax optimal rate in nonparametric regression for Hölder target functions. It is worth mentioning that, by introducing two metrics: the size tuple and the dimension vector, we provide a fine-grained characterization of Transformer structures, which facilitates future research on the generalization and optimization errors of Transformers with different structures. As intermediate results, we also derive the upper bounds for the Lipschitz constant of standard Transformers and their memorization capacity, which may be of independent interest. These findings provide theoretical justification for the powerful capabilities of Transformer models.
title Standard Transformers Achieve the Minimax Rate in Nonparametric Regression with $C^{s,λ}$ Targets
topic Machine Learning
Information Theory
url https://arxiv.org/abs/2602.20555