Upper Bounds for the I-MSE and max-MSE of Kernel Density Estimators

Fuente: arXiv
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Main Authors: Hjort, Nils Lid, Ushakov, Nikolai G.
Format: Preprint
Published: 2026
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author Hjort, Nils Lid
Ushakov, Nikolai G.
author_facet Hjort, Nils Lid
Ushakov, Nikolai G.
contents The performance of kernel density estimators is usually studied via Taylor expansions and asymptotic approximation arguments, in which the bandwidth parameter tends to zero with increasing sample size. In contrast, this paper focusses directly on the finite-sample situation. Informative upper bounds are derived both for the integrated and the maximal mean squared error function. Results are reached for the traditional case, where the kernel is a probability density function, under various sets of assumptions on the underlying density to be estimated. Results are also derived for the important non-conventional case of the sinc kernel, which is not integrable and also takes negative values. We pin-point ways in which the sinc-based estimator performs better than the conventional kernel estimators. When proving our results we rely on methods related to characteristic and empirical characteristic functions.
format Preprint
id arxiv_https___arxiv_org_abs_2602_20815
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Upper Bounds for the I-MSE and max-MSE of Kernel Density Estimators
Hjort, Nils Lid
Ushakov, Nikolai G.
Statistics Theory
The performance of kernel density estimators is usually studied via Taylor expansions and asymptotic approximation arguments, in which the bandwidth parameter tends to zero with increasing sample size. In contrast, this paper focusses directly on the finite-sample situation. Informative upper bounds are derived both for the integrated and the maximal mean squared error function. Results are reached for the traditional case, where the kernel is a probability density function, under various sets of assumptions on the underlying density to be estimated. Results are also derived for the important non-conventional case of the sinc kernel, which is not integrable and also takes negative values. We pin-point ways in which the sinc-based estimator performs better than the conventional kernel estimators. When proving our results we rely on methods related to characteristic and empirical characteristic functions.
title Upper Bounds for the I-MSE and max-MSE of Kernel Density Estimators
topic Statistics Theory
url https://arxiv.org/abs/2602.20815