Takeuchi's Information Criteria as Generalization Measures for DNNs Close to NTK Regime

Fuente: arXiv
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Autores principales: Naganuma, Hiroki, Suzuki, Taiji, Yokota, Rio, Nomura, Masahiro, Ishikawa, Kohta, Sato, Ikuro
Formato: Preprint
Publicado: 2026
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author Naganuma, Hiroki
Suzuki, Taiji
Yokota, Rio
Nomura, Masahiro
Ishikawa, Kohta
Sato, Ikuro
author_facet Naganuma, Hiroki
Suzuki, Taiji
Yokota, Rio
Nomura, Masahiro
Ishikawa, Kohta
Sato, Ikuro
contents Generalization measures have been studied extensively in the machine learning community to better characterize generalization gaps. However, establishing a reliable generalization measure for statistically singular models such as deep neural networks (DNNs) is difficult due to their complex nature. This study focuses on Takeuchi's information criterion (TIC) to investigate the conditions under which this classical measure can effectively explain the generalization gaps of DNNs. Importantly, the developed theory indicates the applicability of TIC near the neural tangent kernel (NTK) regime. In a series of experiments, we trained more than 5,000 DNN models with 12 architectures, including large models (e.g., VGG-16), on four datasets, and estimated the corresponding TIC values to examine the relationship between the generalization gap and the TIC estimates. We applied several TIC approximation methods with feasible computational costs and assessed the accuracy trade-off. Our experimental results indicate that the estimated TIC values correlate well with the generalization gap under conditions close to the NTK regime. However, we show both theoretically and empirically that outside the NTK regime such correlation disappears. Finally, we demonstrate that TIC provides better trial pruning ability than existing methods for hyperparameter optimization.
format Preprint
id arxiv_https___arxiv_org_abs_2602_23219
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Takeuchi's Information Criteria as Generalization Measures for DNNs Close to NTK Regime
Naganuma, Hiroki
Suzuki, Taiji
Yokota, Rio
Nomura, Masahiro
Ishikawa, Kohta
Sato, Ikuro
Machine Learning
Generalization measures have been studied extensively in the machine learning community to better characterize generalization gaps. However, establishing a reliable generalization measure for statistically singular models such as deep neural networks (DNNs) is difficult due to their complex nature. This study focuses on Takeuchi's information criterion (TIC) to investigate the conditions under which this classical measure can effectively explain the generalization gaps of DNNs. Importantly, the developed theory indicates the applicability of TIC near the neural tangent kernel (NTK) regime. In a series of experiments, we trained more than 5,000 DNN models with 12 architectures, including large models (e.g., VGG-16), on four datasets, and estimated the corresponding TIC values to examine the relationship between the generalization gap and the TIC estimates. We applied several TIC approximation methods with feasible computational costs and assessed the accuracy trade-off. Our experimental results indicate that the estimated TIC values correlate well with the generalization gap under conditions close to the NTK regime. However, we show both theoretically and empirically that outside the NTK regime such correlation disappears. Finally, we demonstrate that TIC provides better trial pruning ability than existing methods for hyperparameter optimization.
title Takeuchi's Information Criteria as Generalization Measures for DNNs Close to NTK Regime
topic Machine Learning
url https://arxiv.org/abs/2602.23219