TraceGuard: Process-Guided Firewall against Reasoning Backdoors in Large Language Models

Fuente: arXiv
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Auteurs principaux: Guo, Zhen, Shi, Shanghao, Li, Hao, Yazdani, Shamim, Zhang, Ning, Tourani, Reza
Format: Preprint
Publié: 2026
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author Guo, Zhen
Shi, Shanghao
Li, Hao
Yazdani, Shamim
Zhang, Ning
Tourani, Reza
author_facet Guo, Zhen
Shi, Shanghao
Li, Hao
Yazdani, Shamim
Zhang, Ning
Tourani, Reza
contents The deployment of Large Reasoning Models (LRMs) in high-stakes decision-making pipelines has introduced a novel and opaque attack surface: reasoning backdoors. In these attacks, the model's intermediate Chain-of-Thought (CoT) is manipulated to provide a linguistically plausible but logically fallacious justification for a malicious conclusion. While frontier models exhibit an intrinsic capacity to detect these fractures, compact, deployable models suffer from a fundamental verification gap, relying on fragile lexical heuristics that are easily bypassed by motivated adversaries. To bridge this gap, we propose TraceGuard, a process-guided security framework that transforms small-scale models into robust reasoning firewalls. Our approach treats the reasoning trace as an untrusted payload and establishes a defense-in-depth strategy through three synergistic phases: (1) Automated Forensic Synthesis, which generates contrastive reasoning pairs to isolate the specific logical point of fracture; (2) Step-Aware Supervised Fine-Tuning (SSFT), to instill a structural verification grammar; and (3) Verifier-Guided Reinforcement Learning (VGRL), utilizing Group Relative Policy Optimization. We identify and mitigate a critical failure mode of baseline alignment - lexical overfitting - whereby verifiers memorize adversarial triggers rather than auditing logical integrity. Our empirical evaluation demonstrates that TraceGuard acts as a security force multiplier: a 4B-parameter verifier achieves forensic precision on unseen attacks - including latent backdoors and post-hoc rationalizations - that rivals architectures two orders of magnitude larger. We further demonstrate robustness against adaptive adversaries in a grey-box setting, establishing TraceGuard as a viable, low-latency security primitive for the Trusted Computing Base.
format Preprint
id arxiv_https___arxiv_org_abs_2603_02436
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle TraceGuard: Process-Guided Firewall against Reasoning Backdoors in Large Language Models
Guo, Zhen
Shi, Shanghao
Li, Hao
Yazdani, Shamim
Zhang, Ning
Tourani, Reza
Cryptography and Security
The deployment of Large Reasoning Models (LRMs) in high-stakes decision-making pipelines has introduced a novel and opaque attack surface: reasoning backdoors. In these attacks, the model's intermediate Chain-of-Thought (CoT) is manipulated to provide a linguistically plausible but logically fallacious justification for a malicious conclusion. While frontier models exhibit an intrinsic capacity to detect these fractures, compact, deployable models suffer from a fundamental verification gap, relying on fragile lexical heuristics that are easily bypassed by motivated adversaries. To bridge this gap, we propose TraceGuard, a process-guided security framework that transforms small-scale models into robust reasoning firewalls. Our approach treats the reasoning trace as an untrusted payload and establishes a defense-in-depth strategy through three synergistic phases: (1) Automated Forensic Synthesis, which generates contrastive reasoning pairs to isolate the specific logical point of fracture; (2) Step-Aware Supervised Fine-Tuning (SSFT), to instill a structural verification grammar; and (3) Verifier-Guided Reinforcement Learning (VGRL), utilizing Group Relative Policy Optimization. We identify and mitigate a critical failure mode of baseline alignment - lexical overfitting - whereby verifiers memorize adversarial triggers rather than auditing logical integrity. Our empirical evaluation demonstrates that TraceGuard acts as a security force multiplier: a 4B-parameter verifier achieves forensic precision on unseen attacks - including latent backdoors and post-hoc rationalizations - that rivals architectures two orders of magnitude larger. We further demonstrate robustness against adaptive adversaries in a grey-box setting, establishing TraceGuard as a viable, low-latency security primitive for the Trusted Computing Base.
title TraceGuard: Process-Guided Firewall against Reasoning Backdoors in Large Language Models
topic Cryptography and Security
url https://arxiv.org/abs/2603.02436