Dynamic Tracking Error and the Total Portfolio Approach

Fuente: arXiv
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Hauptverfasser: Alankar, Ashwin, Maymin, Allan, Maymin, Philip, Scholes, Myron, Zhang, Sujiang
Format: Preprint
Veröffentlicht: 2026
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author Alankar, Ashwin
Maymin, Allan
Maymin, Philip
Scholes, Myron
Zhang, Sujiang
author_facet Alankar, Ashwin
Maymin, Allan
Maymin, Philip
Scholes, Myron
Zhang, Sujiang
contents The Total Portfolio Approach and Strategic Asset Allocation are widely viewed as competing frameworks for institutional portfolio management. We argue they differ in a single governance parameter: the tracking error constraint. Using U.S. equity and bond data from 2000 to 2026, with portfolio simulations spanning 2004 to 2026, we show that Sharpe ratios are statistically indistinguishable across the full constraint spectrum while the volatility of realized tracking error varies approximately 12-fold. The cost of constraints spikes during crises, when forward returns are richest and governance pressure to de-risk is strongest. Dynamic tracking error subsumes both approaches and provides boards with a more productive framework for investment governance.
format Preprint
id arxiv_https___arxiv_org_abs_2603_03213
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Dynamic Tracking Error and the Total Portfolio Approach
Alankar, Ashwin
Maymin, Allan
Maymin, Philip
Scholes, Myron
Zhang, Sujiang
Portfolio Management
Risk Management
The Total Portfolio Approach and Strategic Asset Allocation are widely viewed as competing frameworks for institutional portfolio management. We argue they differ in a single governance parameter: the tracking error constraint. Using U.S. equity and bond data from 2000 to 2026, with portfolio simulations spanning 2004 to 2026, we show that Sharpe ratios are statistically indistinguishable across the full constraint spectrum while the volatility of realized tracking error varies approximately 12-fold. The cost of constraints spikes during crises, when forward returns are richest and governance pressure to de-risk is strongest. Dynamic tracking error subsumes both approaches and provides boards with a more productive framework for investment governance.
title Dynamic Tracking Error and the Total Portfolio Approach
topic Portfolio Management
Risk Management
url https://arxiv.org/abs/2603.03213