Building the ethical AI framework of the future: from philosophy to practice
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arXiv
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| Format: | Preprint |
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2026
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| _version_ | 1866918376035581952 |
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| author | Catapang, Jasper Kyle |
| author_facet | Catapang, Jasper Kyle |
| contents | Artificial intelligence pipelines -- spanning data collection, model training, deployment, and post-deployment monitoring -- concentrate ethical risks that intensify with multimodal and agentic systems. Existing governance instruments, including the EU AI Act, the IEEE 7000 series, and the NIST AI Risk Management Framework, provide high-level guidance but often lack enforceable, end-to-end operational controls. This paper presents an ethics-by-design control architecture that embeds consequentialist, deontological, and virtue-ethical reasoning into stage-specific enforcement mechanisms across the AI lifecycle. The framework implements a triple-gate structure at each lifecycle stage: Metric gates (quantitative performance and safety thresholds), Governance gates (legal, rights, and procedural compliance), and Eco gates (carbon and water budgets and sustainability constraints). It specifies measurable trigger conditions, escalation paths, audit artefacts, and mappings to EU AI Act obligations and NIST RMF functions, enabling integration with existing MLOps and CI/CD pipelines. Illustrative examples from large language model pipelines demonstrate how gate-based controls can surface and constrain technical, social, and environmental risks prior to release and during runtime. The framework is accompanied by a preregistered evaluation protocol that defines ex ante success criteria and assessment procedures, enabling falsifiable evaluation of gate effectiveness. By translating normative commitments into enforceable and testable controls, the framework provides a practical basis for operational AI governance across organizational contexts, jurisdictions, and deployment scales. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2603_06599 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Building the ethical AI framework of the future: from philosophy to practice Catapang, Jasper Kyle Computers and Society Artificial Intelligence Artificial intelligence pipelines -- spanning data collection, model training, deployment, and post-deployment monitoring -- concentrate ethical risks that intensify with multimodal and agentic systems. Existing governance instruments, including the EU AI Act, the IEEE 7000 series, and the NIST AI Risk Management Framework, provide high-level guidance but often lack enforceable, end-to-end operational controls. This paper presents an ethics-by-design control architecture that embeds consequentialist, deontological, and virtue-ethical reasoning into stage-specific enforcement mechanisms across the AI lifecycle. The framework implements a triple-gate structure at each lifecycle stage: Metric gates (quantitative performance and safety thresholds), Governance gates (legal, rights, and procedural compliance), and Eco gates (carbon and water budgets and sustainability constraints). It specifies measurable trigger conditions, escalation paths, audit artefacts, and mappings to EU AI Act obligations and NIST RMF functions, enabling integration with existing MLOps and CI/CD pipelines. Illustrative examples from large language model pipelines demonstrate how gate-based controls can surface and constrain technical, social, and environmental risks prior to release and during runtime. The framework is accompanied by a preregistered evaluation protocol that defines ex ante success criteria and assessment procedures, enabling falsifiable evaluation of gate effectiveness. By translating normative commitments into enforceable and testable controls, the framework provides a practical basis for operational AI governance across organizational contexts, jurisdictions, and deployment scales. |
| title | Building the ethical AI framework of the future: from philosophy to practice |
| topic | Computers and Society Artificial Intelligence |
| url | https://arxiv.org/abs/2603.06599 |