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Main Authors: Gu, Yu, Zeng, Donglin, Lin, D. Y.
Format: Preprint
Published: 2026
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Online Access:https://arxiv.org/abs/2603.11465
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author Gu, Yu
Zeng, Donglin
Lin, D. Y.
author_facet Gu, Yu
Zeng, Donglin
Lin, D. Y.
contents Transfer learning is beneficial for survival analysis, especially when the target study has a limited number of events. However, existing transfer learning methods rely on the restrictive assumption that the target and source studies share similar parameters under Cox models, and most require access to individual-level source data. In this article, we propose a novel transfer learning framework that enhances model-based survival prediction by transferring predictive rather than distributional knowledge from source studies. Our approach employs flexible semiparametric transformation models for the target data while eliminating the need to model or share the source data. The ingeniously designed penalty enables simple and stable computation via an EM algorithm. We rigorously establish the asymptotic properties of the proposed estimator and show that it achieves a faster convergence rate than the target-only estimator when source knowledge is sufficiently accurate. We demonstrate the advantages of our methods through extensive simulation studies and an application to two major breast cancer studies.
format Preprint
id arxiv_https___arxiv_org_abs_2603_11465
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Prediction-Oriented Transfer Learning for Survival Analysis
Gu, Yu
Zeng, Donglin
Lin, D. Y.
Methodology
Transfer learning is beneficial for survival analysis, especially when the target study has a limited number of events. However, existing transfer learning methods rely on the restrictive assumption that the target and source studies share similar parameters under Cox models, and most require access to individual-level source data. In this article, we propose a novel transfer learning framework that enhances model-based survival prediction by transferring predictive rather than distributional knowledge from source studies. Our approach employs flexible semiparametric transformation models for the target data while eliminating the need to model or share the source data. The ingeniously designed penalty enables simple and stable computation via an EM algorithm. We rigorously establish the asymptotic properties of the proposed estimator and show that it achieves a faster convergence rate than the target-only estimator when source knowledge is sufficiently accurate. We demonstrate the advantages of our methods through extensive simulation studies and an application to two major breast cancer studies.
title Prediction-Oriented Transfer Learning for Survival Analysis
topic Methodology
url https://arxiv.org/abs/2603.11465