Foliated-Exotic Duality and Anomaly Inflow in Fracton Quantum Field Theories

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Main Author: Shimamura, Shutaro
Format: Preprint
Published: 2026
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author Shimamura, Shutaro
author_facet Shimamura, Shutaro
contents Fracton phases are new types of phases of matter characterized by subsystem global symmetry, which is a generalized global symmetry whose symmetry operator is partially topological. Their continuum low-energy effective descriptions admit two different formulations: an exotic quantum field theory (QFT) using exotic tensor gauge fields, and a foliated QFT constructed from a foliation structure and foliated gauge fields. For certain fracton QFTs, these two descriptions are equivalent, which is called the foliated-exotic duality. In this dissertation, we extend the foliated-exotic duality by combining it with the anomaly inflow mechanism for 't Hooft anomalies of subsystem symmetries. This dissertation has two main results. First, we discuss the exotic and foliated $BF$ theories in 2+1 dimensions, which exhibit the mixed 't Hooft anomaly of $\mathbb{Z}_N \times \mathbb{Z}_N$ subsystem symmetry. This anomaly is captured by a subsystem symmetry-protected topological (SSPT) phase for $\mathbb{Z}_N \times \mathbb{Z}_N$ subsystem symmetry in one dimension higher. By extending the foliated-exotic duality in the fractonic $BF$ theory to the SSPT phase, we establish the field correspondences in the SSPT phase and construct the foliated description of the SSPT phase. Second, we discuss the exotic $ϕ$-theory in 2+1 dimensions -- a fractonic gapless scalar field theory, which has the 't Hooft anomaly of $U(1) \times U(1)$ subsystem symmetry. The anomaly is captured by an SSPT phase for $U(1) \times U(1)$ subsystem symmetry in 3+1 dimensions via the anomaly inflow mechanism. Extending the foliated-exotic duality to the $ϕ$-theory, we establish field correspondences in the $ϕ$-theory and construct the foliated $ϕ$-theory that is equivalent to the exotic $ϕ$-theory. This provides the first example of the foliated-exotic duality in gapless theories.
format Preprint
id arxiv_https___arxiv_org_abs_2603_11681
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Foliated-Exotic Duality and Anomaly Inflow in Fracton Quantum Field Theories
Shimamura, Shutaro
Strongly Correlated Electrons
High Energy Physics - Theory
Fracton phases are new types of phases of matter characterized by subsystem global symmetry, which is a generalized global symmetry whose symmetry operator is partially topological. Their continuum low-energy effective descriptions admit two different formulations: an exotic quantum field theory (QFT) using exotic tensor gauge fields, and a foliated QFT constructed from a foliation structure and foliated gauge fields. For certain fracton QFTs, these two descriptions are equivalent, which is called the foliated-exotic duality. In this dissertation, we extend the foliated-exotic duality by combining it with the anomaly inflow mechanism for 't Hooft anomalies of subsystem symmetries. This dissertation has two main results. First, we discuss the exotic and foliated $BF$ theories in 2+1 dimensions, which exhibit the mixed 't Hooft anomaly of $\mathbb{Z}_N \times \mathbb{Z}_N$ subsystem symmetry. This anomaly is captured by a subsystem symmetry-protected topological (SSPT) phase for $\mathbb{Z}_N \times \mathbb{Z}_N$ subsystem symmetry in one dimension higher. By extending the foliated-exotic duality in the fractonic $BF$ theory to the SSPT phase, we establish the field correspondences in the SSPT phase and construct the foliated description of the SSPT phase. Second, we discuss the exotic $ϕ$-theory in 2+1 dimensions -- a fractonic gapless scalar field theory, which has the 't Hooft anomaly of $U(1) \times U(1)$ subsystem symmetry. The anomaly is captured by an SSPT phase for $U(1) \times U(1)$ subsystem symmetry in 3+1 dimensions via the anomaly inflow mechanism. Extending the foliated-exotic duality to the $ϕ$-theory, we establish field correspondences in the $ϕ$-theory and construct the foliated $ϕ$-theory that is equivalent to the exotic $ϕ$-theory. This provides the first example of the foliated-exotic duality in gapless theories.
title Foliated-Exotic Duality and Anomaly Inflow in Fracton Quantum Field Theories
topic Strongly Correlated Electrons
High Energy Physics - Theory
url https://arxiv.org/abs/2603.11681