Systematically Improvable Numerical Atomic Orbital Basis Using Contracted Truncated Spherical Waves

Fuente: arXiv
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Main Authors: Huang, Yike, Jin, Zuxin, Zhang, Linfeng, Chen, Mohan, Chen, Rui, Li, Ling
Format: Preprint
Published: 2026
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author Huang, Yike
Jin, Zuxin
Zhang, Linfeng
Chen, Mohan
Chen, Rui
Li, Ling
author_facet Huang, Yike
Jin, Zuxin
Zhang, Linfeng
Chen, Mohan
Chen, Rui
Li, Ling
contents To solve the Kohn-Sham equation within the framework of density functional theory, we develop a scheme to construct numerical atomic orbital (NAO) basis sets by contracting truncated spherical waves (TSWs). The contraction minimizes the trace of the kinetic operator in the residual space, generalizing the spillage minimizing scheme [M. Chen et al., J. Phys. Condens. Matter 22, 445501 (2010); P. Lin et al., Phys. Rev. B 103, 235131 (2021)]. In addition to the systematic improvability inherited from previous schemes, the use of TSW instead of plane waves as the expansion basis bridges reference states and NAOs more effectively, and eliminates spurious interactions between periodic images, thereby enabling better transferability through the inclusion of extensive reference states. Benchmarks demonstrate that the constructed NAO achieves satisfactory precision for various properties of both molecules and bulk systems, including total energy, bond length, atomization energy, lattice constant, cohesive energy, band gap, and energy-level alignment. By incorporating unoccupied states, the improved transferability in describing the conduction band is demonstrated to be effective and substantial.
format Preprint
id arxiv_https___arxiv_org_abs_2603_13995
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Systematically Improvable Numerical Atomic Orbital Basis Using Contracted Truncated Spherical Waves
Huang, Yike
Jin, Zuxin
Zhang, Linfeng
Chen, Mohan
Chen, Rui
Li, Ling
Chemical Physics
Materials Science
To solve the Kohn-Sham equation within the framework of density functional theory, we develop a scheme to construct numerical atomic orbital (NAO) basis sets by contracting truncated spherical waves (TSWs). The contraction minimizes the trace of the kinetic operator in the residual space, generalizing the spillage minimizing scheme [M. Chen et al., J. Phys. Condens. Matter 22, 445501 (2010); P. Lin et al., Phys. Rev. B 103, 235131 (2021)]. In addition to the systematic improvability inherited from previous schemes, the use of TSW instead of plane waves as the expansion basis bridges reference states and NAOs more effectively, and eliminates spurious interactions between periodic images, thereby enabling better transferability through the inclusion of extensive reference states. Benchmarks demonstrate that the constructed NAO achieves satisfactory precision for various properties of both molecules and bulk systems, including total energy, bond length, atomization energy, lattice constant, cohesive energy, band gap, and energy-level alignment. By incorporating unoccupied states, the improved transferability in describing the conduction band is demonstrated to be effective and substantial.
title Systematically Improvable Numerical Atomic Orbital Basis Using Contracted Truncated Spherical Waves
topic Chemical Physics
Materials Science
url https://arxiv.org/abs/2603.13995