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| Format: | Preprint |
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2026
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| Online Access: | https://arxiv.org/abs/2603.14723 |
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| _version_ | 1866910054021595136 |
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| author | Zhang, Xinran |
| author_facet | Zhang, Xinran |
| contents | How safety supervision is written may matter more than the explicit identity content it contains. We study low-data LoRA safety fine-tuning with four supervision formats built from the same core safety rules: constitutional rules (A), creed-style identity framing (B), a B-matched creed condition with a worldview/confession identity-maintenance tail (C), and a matched non-identity condition (D). Across three instruction-tuned model families (Llama 3.1 8B, Qwen2.5 7B, and Gemma 3 4B), we evaluate HarmBench using a reconciled dual-judge pipeline combining Bedrock-hosted DeepSeek v3.2 and Sonnet 4.6, with disagreement and boundary cases manually resolved.
The non-identity condition D is the strongest group on all three model families on the full 320-behavior HarmBench set, reaching 74.4% refusal on Llama, 76.9% on Gemma, and 74.1% on Qwen. By comparison, creed-style framing (B) improves over plain constitutional rules (A) on Llama and Gemma, but remains substantially below D, yielding an overall descriptive ordering of $D > B > C \geq A > baseline$. This provides a bounded empirical challenge to a strong version of the identity-framing hypothesis: explicit creed-style identity language is not necessary for the strongest gains observed here. Capability evaluations on MMLU and ARC-Challenge show no meaningful trade-off across conditions. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2603_14723 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Beyond Creed: A Non-Identity Safety Condition A Strong Empirical Alternative to Identity Framing in Low-Data LoRA Fine-Tuning Zhang, Xinran Computation and Language How safety supervision is written may matter more than the explicit identity content it contains. We study low-data LoRA safety fine-tuning with four supervision formats built from the same core safety rules: constitutional rules (A), creed-style identity framing (B), a B-matched creed condition with a worldview/confession identity-maintenance tail (C), and a matched non-identity condition (D). Across three instruction-tuned model families (Llama 3.1 8B, Qwen2.5 7B, and Gemma 3 4B), we evaluate HarmBench using a reconciled dual-judge pipeline combining Bedrock-hosted DeepSeek v3.2 and Sonnet 4.6, with disagreement and boundary cases manually resolved. The non-identity condition D is the strongest group on all three model families on the full 320-behavior HarmBench set, reaching 74.4% refusal on Llama, 76.9% on Gemma, and 74.1% on Qwen. By comparison, creed-style framing (B) improves over plain constitutional rules (A) on Llama and Gemma, but remains substantially below D, yielding an overall descriptive ordering of $D > B > C \geq A > baseline$. This provides a bounded empirical challenge to a strong version of the identity-framing hypothesis: explicit creed-style identity language is not necessary for the strongest gains observed here. Capability evaluations on MMLU and ARC-Challenge show no meaningful trade-off across conditions. |
| title | Beyond Creed: A Non-Identity Safety Condition A Strong Empirical Alternative to Identity Framing in Low-Data LoRA Fine-Tuning |
| topic | Computation and Language |
| url | https://arxiv.org/abs/2603.14723 |